Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sara L LawsonBell Rock Capital, LLCINVEST Financial Corporation10-16-2015
WENDY HOSTETTER ROWLEYCambridge Investment Research, Inc.INVEST Financial Corporation$10009-04-2012
Michelle Lacoste FletcherCedar Spring Advisors, LLCINVEST Financial Corporation10-20-2017
Justin P McMasterCedar Spring Advisors, LLCINVEST Financial Corporation10-20-2017
Dennis Leroy WilsonCetera Investment Services LLCINVEST Financial Corporation$50009-03-2013
James Peter ProbstCetera Investment Services LLCINVEST Financial Corporation09-03-2013
Marissa Antoinette Pinto BurtCetera Investment Services LLCINVEST Financial Corporation09-03-2013
Andrew Mcmichael OttoCetera Investment Services LLCINVEST Financial Corporation09-03-2013
Edwin L Culin IIICitizens Securities, Inc.INVEST Financial Corporation$10001-13-2014
Kevin Darnell NewmuisCitizens Securities, Inc.INVEST Financial Corporation$10006-19-2013
James Vincent Mari Jr.CliftonLarsonAllen Wealth Advisors, LLCINVEST Financial Corporation01-19-2017
Jessica Lee AquilerCUNA Brokerage Services, Inc.INVEST Financial Corporation$25012-04-2014
John Michael GenovaFSC Securities CorporationINVEST Financial Corporation09-17-2015
Martin B LeandriInfinex Investments, Inc.INVEST Financial Corporation06-01-2013
Ronald Douglas Coltrane Jr.Infinex Investments, Inc.INVEST Financial Corporation08-30-2011
Bruce Frank PalmerJ.W. Cole Financial, Inc.INVEST Financial Corporation$25005-18-2017
James York RoederJ.W. Cole Financial, Inc.INVEST Financial Corporation02-27-2017
Michael P. PalmerJ.W. Cole Financial, Inc.INVEST Financial Corporation$10011-09-2016
Kyle Phillip StuckeyKFG Wealth Management, LLCINVEST Financial Corporation07-12-2016
Sandra Ann LevitskyLPL Financial LLCINVEST Financial Corporation$10004-13-2018
Thomas Paul TulaneyLPL Financial LLCINVEST Financial Corporation03-28-2017
Steven Bradley KantzLPL Financial LLCINVEST Financial Corporation$10006-08-2015
Mark Andrew CasciolaLPL Financial LLCINVEST Financial Corporation$50006-05-2015
Michael Paul DichiazzaLPL Financial LLCINVEST Financial Corporation$10003-03-2009
Christopher Louis DimattioMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation$25301-05-2018
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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