Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa RaghunananKey Investment Services LLCJ.P. Morgan Securities LLC09-01-2020
Brandon HeavenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-16-2020
Tuan Huu NguyenRockefeller Financial LLCJ.P. Morgan Securities LLC$2504-15-2020
Steven Gerard WortmannInfinex Investments, Inc.J.P. Morgan Securities LLC03-04-2020
Sean Kennedy ReganMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15001-22-2020
Myah Moore IrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-08-2020
Sarah Anne WeberMorgan StanleyJ.P. Morgan Securities LLC06-21-2019
Michael Angelo Affigne JrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-01-2018
ADRITA Shamsher PROVACitizens Securities, Inc.J.P. Morgan Securities LLC03-06-2018
Victor O MoranHaverford Trust Securities, Inc.J.P. Morgan Securities LLC03-05-2018
Miranda Leah CerroneTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC11-15-2017
Patrick Antonio AitchesonSantander Securities LLCJ.P. Morgan Securities LLC$5008-29-2017
Robert A Lee JrTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC12-09-2016
Casey Edgerton HannonCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-04-2016
Benjamin EichmanPurshe Kaplan Sterling InvestmentsJ.P. Morgan Securities LLC09-08-2015
Eze E OriakuVanguard Marketing CorporationJ.P. Morgan Securities LLC05-22-2015
Zachary Palmer FlobergMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-22-2013
Paul Douglas EmrickMorgan StanleyJ.P. Morgan Securities LLC$10004-05-2013
William Troy HottensteinMorgan StanleyJ.P. Morgan Securities LLC04-05-2013
Scott A HollandMorgan StanleyJ.P. Morgan Securities LLC$2504-05-2013
Katie Jean ThomasMill Creek Capital Advisors, LLCJ.P. Morgan Securities LLC01-08-2013

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.