Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Louis Montcalm DeeringCommonwealth Financial NetworkJanney Montgomery Scott LLC$5002-08-2019
William D March IIISpring City Partners, LLCJanney Montgomery Scott LLC08-17-2018
Peter Donald ScudnerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15004-18-2018
Mark Edward NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC01-02-2018
Bruce Culver Georgi Jr.RBC Capital Markets, LLCJanney Montgomery Scott LLC$108-30-2017
Gerald Lee BarkleyRBC Capital Markets, LLCJanney Montgomery Scott LLC08-30-2017
David Michael CacceseRBC Capital Markets, LLCJanney Montgomery Scott LLC$2507-06-2017
Thayer Rockwell Potter Jr.Wells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$17406-16-2017
Curtis J PritchardWexford Wealth Advisors LLCJanney Montgomery Scott LLC05-23-2017
Michael Alois WiedtCambridge Investment Research, Inc.Janney Montgomery Scott LLC$7305-12-2017
Colin Davis CissneLPL Financial LLCJanney Montgomery Scott LLC11-17-2016
Stephen Bradley CissneLPL Financial LLCJanney Montgomery Scott LLC$1011-17-2016
Katherine Gail LoheydePNC InvestmentsJanney Montgomery Scott LLC08-25-2016
Albert Charles AngelosPrivate Advisor Group, LLCJanney Montgomery Scott LLC04-01-2016
Deborah Klatz RounickAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$102-12-2016
Gerald Jay KlatzAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$5002-12-2016
Fredric Charles WoloshinAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10011-05-2015
Kristin Elizabeth HillsleyRobert W. Baird & Co. IncorporatedJanney Montgomery Scott LLC$2508-07-2015
Phillip Wilbur StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC04-06-2015
Jon Phillip StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC$2703-13-2015
David A OverAmerican Portfolios Financial Services, Inc.Janney Montgomery Scott LLC02-20-2015
Louis Ralph PetrilloBoenning & Scattergood, Inc.Janney Montgomery Scott LLC01-06-2015
Joel Jay FinemanAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$2512-24-2014
William Richard Mcdonnell Jr.Hunter Associates LLCJanney Montgomery Scott LLC12-11-2013
Davis Page Smith IVWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$15011-22-2013
Next Page »

Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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