Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cody R. DemmelMorton Brown Family Wealth LLCJanney Montgomery Scott LLC03-31-2020
Robert S. ZaidmanLPL Financial LLCJanney Montgomery Scott LLC$15009-06-2019
Larry Robert McLeanRaymond James & Associates, Inc.Janney Montgomery Scott LLC$5008-23-2019
Amy Leis-HockingMain Street Financial Solutions, LLCJanney Montgomery Scott LLC07-19-2019
Louis Montcalm DeeringCommonwealth Financial NetworkJanney Montgomery Scott LLC$5002-08-2019
William D March IIISpring City Partners, LLCJanney Montgomery Scott LLC08-17-2018
Gregory R. DahlNYLIFE Securities LLCJanney Montgomery Scott LLC05-02-2018
Peter Donald ScudnerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15004-18-2018
Mark Edward NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC01-02-2018
Mark Andrew NeffPNC FIG ADVISORY, INC.Janney Montgomery Scott LLC11-13-2017
Bruce Culver Georgi Jr.RBC Capital Markets, LLCJanney Montgomery Scott LLC$5008-30-2017
Gerald Lee BarkleyRBC Capital Markets, LLCJanney Montgomery Scott LLC08-30-2017
David Michael CacceseRBC Capital Markets, LLCJanney Montgomery Scott LLC$2507-06-2017
Walter J Mack Jr.RBC Capital Markets, LLCJanney Montgomery Scott LLC$2506-27-2017
Thayer Rockwell Potter Jr.Wells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$17406-16-2017
Curtis PritchardWexford Wealth Advisors LLCJanney Montgomery Scott LLC05-23-2017
Michael Alois WiedtCambridge Investment Research, Inc.Janney Montgomery Scott LLC$7305-12-2017
Thomas Frederick SchubertBB&T Securities, LLCJanney Montgomery Scott LLC05-09-2017
Brian Gregory LongWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC01-13-2017
Stephen Bradley CissneLPL Financial LLCJanney Montgomery Scott LLC$1011-17-2016
Colin Davis CissneLPL Financial LLCJanney Montgomery Scott LLC11-17-2016
Jeffrey James BrittAmeriprise Financial Services, LLCJanney Montgomery Scott LLC$2510-12-2016
Katherine Gail LoheydePNC InvestmentsJanney Montgomery Scott LLC08-25-2016
Albert Charles AngelosLPL Financial LLCJanney Montgomery Scott LLC$5004-01-2016
Gerald Jay KlatzAmeriprise Financial Services, LLCJanney Montgomery Scott LLC$5002-12-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.