Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Richard SnyderOppenheimer & Co. Inc.Janney Montgomery Scott LLC$5001-05-2009
Jeffrey Steven VincentLPL Financial LLCJanney Montgomery Scott LLC03-13-2009
Patrick C FerraraBoenning & Scattergood, Inc.Janney Montgomery Scott LLC$5004-24-2009
Lance Eric CicciarelliEdward JonesJanney Montgomery Scott LLC04-24-2009
Galen John GreinerOppenheimer & Co. Inc.Janney Montgomery Scott LLC$5005-08-2009
Scott Lang LinvilleLPL Financial LLCJanney Montgomery Scott LLC$1,00005-27-2009
Patrick Michael FoleyRobert W. Baird & Co. IncorporatedJanney Montgomery Scott LLC$10006-12-2009
David John RichAmeriprise Financial Services, LLCJanney Montgomery Scott LLC06-19-2009
Alan Emery WhitakerWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC01-08-2010
Allen Scott WagnerWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC01-08-2010
Robert Henry JohnWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC01-08-2010
Peter Cook RubincamTriad Advisors LLCJanney Montgomery Scott LLC02-05-2010
David Herman BergsteinOppenheimer & Co. Inc.Janney Montgomery Scott LLC$5003-19-2010
Andrew Brett LewisLPL Financial LLCJanney Montgomery Scott LLC$5004-30-2010
Barry Ray ShatzmanMorgan StanleyJanney Montgomery Scott LLC$5009-13-2010
Christopher Raye HowellStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC11-05-2010
Thomas George SchreckMorgan StanleyJanney Montgomery Scott LLC$312-16-2010
Americo Joseph SantellaMorgan StanleyJanney Montgomery Scott LLC$10003-24-2011
Bruce Howard ChmaraMorgan StanleyJanney Montgomery Scott LLC$10003-31-2011
Robert Spittal McCulloch IIIHunter Associates LLCJanney Montgomery Scott LLC$50004-08-2011
Douglas John TurnerCambridge Investment Research, Inc.Janney Montgomery Scott LLC$5007-11-2011
Peter Frederick SchlichtAmeriprise Financial Services, LLCJanney Montgomery Scott LLC$5402-17-2012
Donald Francis Detts JrWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$5012-14-2012
Scott Aaron LindermannStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC08-06-2013
Mark R Kaskey W Jason BeardStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$17808-09-2013
Next Page »

Showing 1 to 25 of 65 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.