Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William D March IIISpring City Partners, LLCJanney Montgomery Scott LLC08-17-2018
Mark Edward NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC01-02-2018
Gerald Lee BarkleyRBC Capital Markets, LLCJanney Montgomery Scott LLC08-30-2017
Curtis J PritchardWexford Wealth Advisors LLCJanney Montgomery Scott LLC05-23-2017
Colin Davis CissneLPL Financial LLCJanney Montgomery Scott LLC11-17-2016
Katherine Gail LoheydePNC InvestmentsJanney Montgomery Scott LLC08-25-2016
Albert Charles AngelosPrivate Advisor Group, LLCJanney Montgomery Scott LLC04-01-2016
Phillip Wilbur StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC04-06-2015
David A OverAmerican Portfolios Financial Services, Inc.Janney Montgomery Scott LLC02-20-2015
Louis Ralph PetrilloBoenning & Scattergood, Inc.Janney Montgomery Scott LLC01-06-2015
William Richard Mcdonnell Jr.Hunter Associates LLCJanney Montgomery Scott LLC12-11-2013
Sanford Harover GroffCresap, Inc.Janney Montgomery Scott LLC05-14-2013
Thomas Michael HallVoya Financial Advisors, Inc.Janney Montgomery Scott LLC12-21-2012
Michael Benjamin SpivakKarr Barth Financial Planning, Inc.Janney Montgomery Scott LLC07-18-2012
Janice Arrott GinsburgFulcrum Securities, LLCJanney Montgomery Scott LLC02-21-2012
Daniel Patrick HeenanOppenheimer & Co. Inc.Janney Montgomery Scott LLC06-20-2011
Scott Alan KaufmanWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC11-16-2010
Matthew James QuigleyRaymond James & Associates, Inc.Janney Montgomery Scott LLC11-11-2010
Van Dregge Olmstead Jr.Fulcrum Securities, LLCJanney Montgomery Scott LLC09-30-2010
Herman FarberMorgan StanleyJanney Montgomery Scott LLC08-20-2010
Michael Charles FoleyRobert W. Baird & Co. IncorporatedJanney Montgomery Scott LLC06-12-2009
H Craig RappaportWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC05-29-2009
Alfred David BarbatoCUSO Financial Services, L.P.Janney Montgomery Scott LLC05-18-2009
Davisson Merritt HammondH&R Block Financial Advisors, Inc.Janney Montgomery Scott LLC05-15-2009
Donald Neil DouchkessOppenheimer & Co. Inc.Janney Montgomery Scott LLC02-17-2009
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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