Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Herman BergsteinOppenheimer & Co. Inc.Janney Montgomery Scott LLC$5003-19-2010
Alan Emery WhitakerWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$1001-08-2010
Allen Scott WagnerWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$101-08-2010
Robert Henry JohnWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$101-08-2010
William Lawrence BushBPU Investment Management Inc.Janney Montgomery Scott LLC$15007-07-2009
David John RichAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$106-19-2009
Michael Charles FoleyRobert W. Baird & Co. IncorporatedJanney Montgomery Scott LLC06-12-2009
H Craig RappaportWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC05-29-2009
Scott Lang LinvilleLPL Financial LLCJanney Montgomery Scott LLC$1,00005-27-2009
Alfred David BarbatoCUSO Financial Services, L.P.Janney Montgomery Scott LLC05-18-2009
Davisson Merritt HammondH&R Block Financial Advisors, Inc.Janney Montgomery Scott LLC05-15-2009
Scot Burnham BrewerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15005-13-2009
Galen John GreinerOppenheimer & Co. Inc.Janney Montgomery Scott LLC$5005-08-2009
Lance Eric CicciarelliEdward JonesJanney Montgomery Scott LLC$104-24-2009
Patrick Cono FerraraBoenning & Scattergood, Inc.Janney Montgomery Scott LLC$5004-24-2009
Jeffrey Steven VincentLPL Financial LLCJanney Montgomery Scott LLC$103-13-2009
Donald Neil DouchkessOppenheimer & Co. Inc.Janney Montgomery Scott LLC02-17-2009
Joseph Richard Rizzo Jr.Ameriprise Financial Services, Inc.Janney Montgomery Scott LLC01-30-2009
Joseph Michael DorrycottOppenheimer & Co. Inc.Janney Montgomery Scott LLC01-12-2009
David Richard SnyderOppenheimer & Co. Inc.Janney Montgomery Scott LLC$5001-05-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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