Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Theodore Francis Staats IIICetera Advisor Networks LLCLPL Financial LLC08-14-2020
Dennis John StephenCetera Advisors LLCLPL Financial LLC07-31-2020
Diana Christine DuganCetera Advisors LLCLPL Financial LLC$2507-31-2020
Michael David BaroneCommonwealth Financial NetworkLPL Financial LLC01-07-2020
Jennifer Rose MackCUSO Financial Services, L.P.LPL Financial LLC01-02-2020
James Anthony Bartow JrUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC$1012-20-2019
Kenneth L EshlemanDomani Wealth, LLCLPL Financial LLC$5012-07-2019
Michael Lee KrumholzFortune Financial Services, Inc.LPL Financial LLC$2512-04-2019
Jennifer Lynn ShroyerFortune Financial Services, Inc.LPL Financial LLC12-04-2019
Jonathan Randall VernacchioPNC InvestmentsLPL Financial LLC11-05-2019
Steven Edward HackerEquity Services, Inc.LPL Financial LLC10-31-2019
Jude Ryan McdonoughAlliance Wealth Advisors, LLCLPL Financial LLC$5010-13-2019
Matthew John FoxCetera Advisor Networks LLCLPL Financial LLC10-09-2019
Brian LynchKathmere Capital Management, LLCLPL Financial LLC10-01-2019
Mark Alan StoltzfusCetera Advisor Networks LLCLPL Financial LLC09-09-2019
Arthur Joseph SmithCapital AnalystsLPL Financial LLC$15005-13-2019
Ronald Lee GribschawCambridge Investment Research, Inc.LPL Financial LLC$2504-26-2019
Victor D BellCWM, LLCLPL Financial LLC04-02-2019
Joyce Ann LibbyHazlett, Burt & Watson, Inc.LPL Financial LLC$2503-25-2019
James Albert NielsenCUSO Financial Services, L.P.LPL Financial LLC02-04-2019
Maria Cappetto CraneHaverford Trust Securities, Inc.LPL Financial LLC$2512-11-2018
Steven TalleySantander Securities LLCLPL Financial LLC11-09-2018
Thomas F Furey JrPark Avenue Securities LLCLPL Financial LLC11-01-2018
J Stephen RichardsonPruco Securities, LLC.LPL Financial LLC10-08-2018
Eugene Lawrence Klesser IIResources Investment AdvisorsLPL Financial LLC09-21-2018
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Showing 1 to 25 of 196 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.