Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Lee GribschawCambridge Investment Research, Inc.LPL Financial LLC$2504-26-2019
Gary Eugene AltFarmers Financial Solutions, LLCLPL Financial LLC01-25-2019
Steven TalleySantander Securities LLCLPL Financial LLC11-09-2018
J. Stephen Stephen RichardsonPruco Securities, LLC.LPL Financial LLC10-08-2018
Eugene Lawrence Klesser IIResources Investment AdvisorsLPL Financial LLC09-21-2018
Katrina Cannon BoucherResources Investment AdvisorsLPL Financial LLC09-19-2018
Andrew Wayne KernVicus Capital, Inc.LPL Financial LLC09-04-2018
Andrew David SilverPrivate Client Services, LLCLPL Financial LLC08-02-2018
Brandon Xavier SchwanPrivate Client Services, LLCLPL Financial LLC$50008-02-2018
Brian Alan RobinettePrivate Client Services, LLCLPL Financial LLC$50008-02-2018
Karen Lynn LapinaPrivate Client Services, LLCLPL Financial LLC$1,00008-02-2018
Kerry A Kelly Jr.Private Client Services, LLCLPL Financial LLC$18408-02-2018
Michael Edmund FertigPrivate Client Services, LLCLPL Financial LLC$50008-02-2018
Robert James YelenovskyPrivate Client Services, LLCLPL Financial LLC$50008-02-2018
William Thomas Spence Sr.Private Client Services, LLCLPL Financial LLC$2508-02-2018
Keith Thomas Lohm Sr.Citizens Securities, Inc.LPL Financial LLC04-03-2018
Gene WardoInvestacorp, Inc.LPL Financial LLC02-23-2018
Matthew G GeerCambridge Investment Research, Inc.LPL Financial LLC$2502-20-2018
Jason Wayne ForsytheWealthcare Advisory Partners LLCLPL Financial LLC02-13-2018
Thomas Avery SkelleyWealthcare Advisory Partners LLCLPL Financial LLC02-09-2018
Kevin Ralph CfpWealthcare Advisory Partners LLCLPL Financial LLC02-08-2018
Joshua Glenn RothbardWealthcare Advisory Partners LLCLPL Financial LLC02-07-2018
Travis Karabin BoyerWealthcare Advisory Partners LLCLPL Financial LLC02-07-2018
Edward Mendenhall TaylorSantander Securities LLCLPL Financial LLC11-01-2017
Julie Marie KempGood Life Advisors, LLCLPL Financial LLC10-18-2017
Next Page »

Showing 1 to 25 of 259 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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