Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Elizabeth Soroka4th River Financial Group, Inc.LPL Financial LLC09-16-2009
Jude Ryan McdonoughAlliance Wealth Advisors, LLCLPL Financial LLC$5010-13-2019
Matthew Lawrence StaplesAmeriprise Financial Services, LLCLPL Financial LLC10-24-2016
Kevin Douglas HouserAmeriprise Financial Services, LLCLPL Financial LLC$4809-16-2016
Gary T PlesslAmeriprise Financial Services, LLCLPL Financial LLC$14309-16-2016
Douglas Heath McCullochAmeriprise Financial Services, LLCLPL Financial LLC$910-01-2012
Richard D MutchlerAmeriprise Financial Services, LLCLPL Financial LLC$10010-01-2012
Steven Joseph ParoliniAmeriprise Financial Services, LLCLPL Financial LLC07-09-2012
Christopher Herbert BronsonAreteLPL Financial LLC04-04-2017
Michael Joseph JanvrinAtlas Wealth Partners LLCLPL Financial LLC10-01-2015
Scott Jeffrey FisherAvantax Investment Services, Inc.LPL Financial LLC05-26-2009
Philip Allen RogersBeam Asset Management, LLCLPL Financial LLC$10004-06-2015
Kendra A Mccommon-SelfBNY Mellon Securities CorporationLPL Financial LLC05-25-2017
Ronald Lee GribschawCambridge Investment Research, Inc.LPL Financial LLC$2504-26-2019
Matthew Gates GeerCambridge Investment Research, Inc.LPL Financial LLC$2502-20-2018
Ronald Fair Paull IIICambridge Investment Research, Inc.LPL Financial LLC09-10-2015
Michael DichristofaroCambridge Investment Research, Inc.LPL Financial LLC07-01-2015
Michael Joseph MazurekCambridge Investment Research, Inc.LPL Financial LLC01-02-2014
Thomas Barrett Missett JrCambridge Investment Research, Inc.LPL Financial LLC$5005-01-2013
Edward John OpatCambridge Investment Research, Inc.LPL Financial LLC11-16-2012
David Gregory OblockCambridge Investment Research, Inc.LPL Financial LLC11-16-2012
Roy Wilbert AndersonCambridge Investment Research, Inc.LPL Financial LLC$2511-16-2012
Arthur Joseph SmithCapital AnalystsLPL Financial LLC$15005-13-2019
Michael William SirianniCentury Securities Associates, Inc.LPL Financial LLC$810-03-2014
Theodore Francis Staats IIICetera Advisor Networks LLCLPL Financial LLC08-14-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.