Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeromia Jessica Jacobett BurgerMML Investors Services, LLCLPL Financial LLC07-29-2009
Karen Elizabeth Soroka4th River Financial Group, Inc.LPL Financial LLC09-16-2009
Eric Paul RoesslerPNC InvestmentsLPL Financial LLC$5004-05-2010
Charles Lucian CarnahanState Farm VP Management Corp.LPL Financial LLC01-05-2011
Matthew Michael RistveyRaymond James Financial Services, Inc.LPL Financial LLC02-04-2011
Lewis Anthony Rosa IIIRaymond James Financial Services, Inc.LPL Financial LLC02-04-2011
Kevin P. McGonagleHornor, Townsend & Kent, LLCLPL Financial LLC02-08-2011
James Dennis MartinRaymond James Financial Services, Inc.LPL Financial LLC03-04-2011
John Anthony Saia Jr.Citizens Securities, Inc.LPL Financial LLC06-27-2011
Robert Michael BurnsPNC InvestmentsLPL Financial LLC07-25-2011
Brad Lee James GriswoldCorbenic Partners, LLCLPL Financial LLC09-12-2011
Eric Troy GearyWells Fargo Advisors Financial Network, LLCLPL Financial LLC09-16-2011
Richard R. LuchiniPruco Securities, LLC.LPL Financial LLC11-07-2011
Robert Alan Fanell Sr.Allstate Financial Services, LLCLPL Financial LLC01-04-2012
Archibald William McMichael IIILifeMark Securities Corp.LPL Financial LLC$1001-10-2012
Timothy Joseph BandiLincoln InvestmentLPL Financial LLC01-13-2012
Glenn Anthony ArmocidaCetera Advisor Networks LLCLPL Financial LLC02-22-2012
Gilles Roland MulardWaddell & ReedLPL Financial LLC$10003-19-2012
Steven Joseph ParoliniAmeriprise Financial Services, Inc.LPL Financial LLC07-09-2012
Jessica L. KiserPNC InvestmentsLPL Financial LLC07-09-2012
Paul Charles VollmarStout BowmanLPL Financial LLC07-30-2012
Harold Joseph Beshaw1st Global Capital Corp.LPL Financial LLC08-13-2012
Richard D. MutchlerAmeriprise Financial Services, Inc.LPL Financial LLC$2510-01-2012
Douglas Heath McCullochAmeriprise Financial Services, Inc.LPL Financial LLC$1010-01-2012
Brian D. AdelbergerWells Fargo Clearing Services, LLCLPL Financial LLC03-05-2013
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Showing 1 to 25 of 136 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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