Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Jeffrey FisherAvantax Investment Services, Inc.LPL Financial LLC05-26-2009
Jeromia Jessica Jacobett BurgerMML Investors Services, LLCLPL Financial LLC07-29-2009
Darren James MarchRaymond James Financial Services, Inc.LPL Financial LLC$15008-07-2009
Karen Elizabeth Soroka4th River Financial Group, Inc.LPL Financial LLC09-16-2009
Eric Paul RoesslerPNC InvestmentsLPL Financial LLC$15004-05-2010
D Allen BlankenshipSummit Brokerage Services, Inc.LPL Financial LLC$1805-11-2010
David Michael MeasePNC InvestmentsLPL Financial LLC06-28-2010
James Peter MaugeriCetera Financial Specialists LLCLPL Financial LLC$1611-01-2010
Charles Lucian CarnahanState Farm VP Management Corp.LPL Financial LLC01-05-2011
Matthew Michael RistveyRaymond James Financial Services, Inc.LPL Financial LLC02-04-2011
Lewis Anthony Rosa IIIRaymond James Financial Services, Inc.LPL Financial LLC02-04-2011
Kevin P McGonagleHornor, Townsend & Kent, LLCLPL Financial LLC02-08-2011
John Anthony Saia JrCitizens Securities, Inc.LPL Financial LLC$15006-27-2011
Robert Michael BurnsPNC InvestmentsLPL Financial LLC07-25-2011
Eric Troy GearyWells Fargo Advisors Financial Network, LLCLPL Financial LLC09-16-2011
Brad Lee James GriswoldPurshe Kaplan Sterling InvestmentsLPL Financial LLC$25009-30-2011
Richard R LuchiniPruco Securities, LLC.LPL Financial LLC11-07-2011
Kristen Lee StokesM&T Securities, Inc.LPL Financial LLC$2501-03-2012
Archibald William Mcmichael IiiLifeMark Securities Corp.LPL Financial LLC$10001-10-2012
Timothy Joseph BandiLincoln InvestmentLPL Financial LLC$2301-13-2012
Michael Gary KrumH. Beck, Inc.LPL Financial LLC01-13-2012
Glenn Anthony ArmocidaCetera Advisor Networks LLCLPL Financial LLC02-22-2012
Gilles Roland MulardWaddell & ReedLPL Financial LLC$15003-19-2012
Michael Jeffery WisemanWRP Investments, Inc.LPL Financial LLC$2505-29-2012
Steven Joseph ParoliniAmeriprise Financial Services, LLCLPL Financial LLC07-09-2012
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Showing 1 to 25 of 196 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.