Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam E. TruittCetera Advisor Networks LLCLPL Financial LLC02-13-2017
Alison Elizabeth Pettine HeckerWealthcare Advisory Partners LLCLPL Financial LLC02-07-2018
Allen James RogersSecurities America, Inc.LPL Financial LLC$5006-30-2015
Andrew Wayne KernVicus Capital, Inc.LPL Financial LLC09-04-2018
Anna Marie MinemyerCetera Investment Services LLCLPL Financial LLC02-11-2014
Annette Marie HubbertUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC11-14-2019
Anthony Steven MartinelliJacobi Capital Management, LLCLPL Financial LLC06-13-2014
Antoniya Georgieva GospodinovWells Fargo Clearing Services, LLCLPL Financial LLC09-30-2016
Archibald William McMichael IIILifeMark Securities Corp.LPL Financial LLC$1001-10-2012
Benjamin Eric RathfonGlobal Retirement Partners LLCLPL Financial LLC04-04-2017
Brad Lee James GriswoldCorbenic Partners, LLCLPL Financial LLC09-12-2011
Brendan SpeersSecurian Financial Services, Inc.LPL Financial LLC$10009-30-2014
Brian Alan RobinettePrivate Client Services, LLCLPL Financial LLC$50008-02-2018
Brian D. AdelbergerWells Fargo Clearing Services, LLCLPL Financial LLC03-05-2013
Brian Matthew PattonKey Investment Services LLCLPL Financial LLC09-21-2016
Chad L. LinoInfinex Investments, Inc.LPL Financial LLC11-17-2015
Charles Lucian CarnahanState Farm VP Management Corp.LPL Financial LLC01-05-2011
Chris DeandreaGlobal Retirement Partners LLCLPL Financial LLC03-31-2017
Christopher Herbert BronsonAreteLPL Financial LLC04-04-2017
Christopher William LynchPruco Securities, LLC.LPL Financial LLC04-10-2017
Craig C. BallSecurities America, Inc.LPL Financial LLC06-03-2013
Curtis Alan BeggsCetera Investment Services LLCLPL Financial LLC02-11-2014
Daniel J MullettKey Investment Services LLCLPL Financial LLC09-21-2016
Daniel K. BejsterThe Huntington Investment CompanyLPL Financial LLC01-12-2016
Daniel Koller Jr.Cetera Investment Services LLCLPL Financial LLC$5007-14-2017
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Showing 1 to 25 of 136 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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