Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael David BaroneCommonwealth Financial NetworkLPL Financial LLC01-07-2020
Jennifer Lynn ShroyerFortune Financial Services, Inc.LPL Financial LLC12-04-2019
Annette Marie HubbertUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC11-14-2019
Craig Francis GrenciCitizens Securities, Inc.LPL Financial LLC11-12-2019
Jonathan Randall VernacchioPNC InvestmentsLPL Financial LLC11-05-2019
Steven Edward HackerEquity Services, Inc.LPL Financial LLC10-31-2019
Matthew John FoxCetera Advisor Networks LLCLPL Financial LLC10-09-2019
Mark Alan StoltzfusCetera Advisor Networks LLCLPL Financial LLC09-09-2019
Mary Elizabeth McClennen-GlicaVoya Financial Advisors, Inc.LPL Financial LLC08-29-2019
Steven Gerard WortmannJ.P. Morgan Securities LLCLPL Financial LLC08-28-2019
Jennifer Carol LowdenLPL Financial LLCLPL Financial LLC05-29-2019
Joshua David TitusWoodbury Financial Services, Inc.LPL Financial LLC05-23-2019
Rachel Ann CallahanMML Investors Services, LLCLPL Financial LLC05-01-2019
Victor D. BellCWM, LLCLPL Financial LLC04-02-2019
Gary Eugene AltFarmers Financial Solutions, LLCLPL Financial LLC01-25-2019
Stephanie Leigh Chaplinski-KaneCetera Investment Services LLCLPL Financial LLC01-24-2019
Kyle Mcquaide LonsingerTD Ameritrade Investment Management, LLCLPL Financial LLC01-14-2019
Steven TalleySantander Securities LLCLPL Financial LLC11-09-2018
Thomas Francis Furey Jr.Park Avenue Securities LLCLPL Financial LLC11-01-2018
J. Stephen RichardsonPruco Securities, LLC.LPL Financial LLC10-08-2018
Eugene Lawrence Klesser IIResources Investment AdvisorsLPL Financial LLC09-21-2018
Andrew Wayne KernVicus Capital, Inc.LPL Financial LLC09-04-2018
Gregg William DailyPrivate Client Services, LLCLPL Financial LLC08-02-2018
Daniel K. GoffPrivate Client Services, LLCLPL Financial LLC08-02-2018
Francis Frederick DziennikPruco Securities, LLC.LPL Financial LLC05-23-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.