Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas James Dubose OlesenPrivate Advisor Group, LLCLPL Financial LLC05-24-2012
Markku Taneli HapponenThe Wharton Advisory Group, LLCLPL Financial LLC05-23-2012
Richard Paul HandPrivate Advisor Group, LLCLPL Financial LLC05-18-2012
William David BuckelEssex National Securities, LLCLPL Financial LLC05-17-2012
Michael Patrick McdermottPrivate Advisor Group, LLCLPL Financial LLC04-18-2012
Carl Michael Sacchetti Jr.Wharton Advisory Group, LlcLPL Financial LLC04-04-2012
Frank Kenneth GrabuskiThe Wharton Advisory Group, LLCLPL Financial LLC04-04-2012
Rodney Hughes MccallumMetLife Securities Inc.LPL Financial LLC03-19-2012
Dennis Lee Gump Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC02-24-2012
Mark Joseph ByelichPrivate Advisor Group, LLCLPL Financial LLC02-14-2012
Patrick Francis ClarkPrivate Advisor Group, LLCLPL Financial LLC02-13-2012
Richard R. LuchiniPruco Securities, LLC.LPL Financial LLC11-07-2011
Brad Lee James GriswoldCorbenic Partners, LLCLPL Financial LLC09-12-2011
Kathryn Marie BrownCorbenic Partners, LLCLPL Financial LLC09-08-2011
Dennis Charles Morton Jr.Corbenic Partners, LLCLPL Financial LLC09-08-2011
Paul Thomas MurrayPrivate Advisor Group, LLCLPL Financial LLC09-06-2011
Jason Stephen MorrowCitizens Securities, Inc.LPL Financial LLC08-25-2011
Robert Michael BurnsPNC InvestmentsLPL Financial LLC07-25-2011
Patrick Stephen MullenCitizens Securities, Inc.LPL Financial LLC05-23-2011
Victoria Anne SchofieldCetera Advisor Networks LLCLPL Financial LLC04-07-2011
Karen Lewis McCloskeyIndependent Financial PartnersLPL Financial LLC03-15-2011
Thomas Michael ConroyIndependent Financial PartnersLPL Financial LLC03-10-2011
Jason Michael NeubertNationwide Securities, LLCLPL Financial LLC02-18-2011
Kevin P. McGonagleHornor, Townsend & Kent, LLCLPL Financial LLC02-08-2011
Matthew Michael RistveyRaymond James Financial Services, Inc.LPL Financial LLC02-04-2011
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Showing 201 to 225 of 397 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.