Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Rodger SinclairStratos Wealth Partners, LtdLincoln Financial Advisors Corporation07-14-2011
Christian Craig ZernichStratos Wealth Partners, LtdLincoln Financial Advisors Corporation04-01-2011
Harry Eugene ButsonStratos Wealth Partners, LtdLincoln Financial Advisors Corporation12-20-2010
Grant Harris ButsonStratos Wealth Partners, LtdLincoln Financial Advisors Corporation12-17-2010
Edward Lee Kelley Jr.Pruco Securities, LLC.Lincoln Financial Advisors Corporation$1009-14-2018
Robert Philip YockinProEquities, Inc.Lincoln Financial Advisors Corporation10-12-2018
Robert Augustus Cera Jr.NYLIFE Securities LLCLincoln Financial Advisors Corporation05-28-2014
Scott Alan GrossettNext Financial Group, Inc.Lincoln Financial Advisors Corporation08-03-2012
William Mercer SchindlerMML Investors Services, LLCLincoln Financial Advisors Corporation12-02-2014
Jeremy Tran RiversMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Advisors Corporation01-25-2017
David Alan FinkLPL Financial LLCLincoln Financial Advisors Corporation01-15-2015
Annamarie TrateJ.W. Cole Financial, Inc.Lincoln Financial Advisors Corporation07-17-2009
Christine Emily MusuneggiH. Beck, Inc.Lincoln Financial Advisors Corporation$5009-04-2012
Michael Andrew O'ShurakH. Beck, Inc.Lincoln Financial Advisors Corporation01-03-2011
Robert James BurdumyCapital AnalystsLincoln Financial Advisors Corporation09-28-2016
Abby Lyn PaslowskiAmeriprise Financial Services, Inc.Lincoln Financial Advisors Corporation05-13-2014
Brad Richard SmallAmerican Portfolios Financial Services, Inc.Lincoln Financial Advisors Corporation12-21-2011
Matthew Daniel KellyAllegheny Investments, Ltd.Lincoln Financial Advisors Corporation05-25-2010

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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