Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Vincent BaroneCommonwealth Financial NetworkM&T Securities, Inc.10-31-2018
Sonia A GrossStifel, Nicolaus & Company, IncorporatedM&T Securities, Inc.12-11-2017
Scott Richard ClapperCetera Investment Services LLCM&T Securities, Inc.10-02-2017
Eric Todd MurrCitizens Securities, Inc.M&T Securities, Inc.09-12-2017
Edmund Douglas RobinsonSantander Securities LLCM&T Securities, Inc.08-29-2017
Charles Samuel Hanna Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.08-28-2017
John Kennedy BuggyCitizens Securities, Inc.M&T Securities, Inc.04-25-2017
Kathleen M WestHD Vest Investment ServicesM&T Securities, Inc.02-23-2017
Patrick Bradley BuggyPNC InvestmentsM&T Securities, Inc.12-16-2016
Matthew William ShandlayCetera Investment Services LLCM&T Securities, Inc.06-03-2016
Anthony Domenic RealiCitizens Securities, Inc.M&T Securities, Inc.05-18-2016
Patricia Marie McblainSantander Securities LLCM&T Securities, Inc.04-18-2016
Mary Anne LeporeCitizens Securities, Inc.M&T Securities, Inc.03-28-2016
Michael Peter MartinCitizens Securities, Inc.M&T Securities, Inc.03-24-2016
Shannon Gerald BenderPNC InvestmentsM&T Securities, Inc.03-10-2016
Robert Francis KucherichMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.12-17-2015
Lily NkrumahCetera Investment Services LLCM&T Securities, Inc.07-13-2015
Trisha Rena Koch-AllenCetera Advisor Networks LLCM&T Securities, Inc.07-08-2015
Christina Marie GreakRaymond James Financial Services, Inc.M&T Securities, Inc.$106-29-2015
Paul J CurcioCitizens Securities, Inc.M&T Securities, Inc.03-17-2015
John Paul KirkwoodWells Fargo Clearing Services, LLCM&T Securities, Inc.03-04-2015
Stacy Lynn TroupRaymond James Financial Services, Inc.M&T Securities, Inc.01-23-2015
Lorna Sue GessnerRaymond James Financial Services, Inc.M&T Securities, Inc.01-12-2015
Elizabeth Ann SmythWells Fargo Clearing Services, LLCM&T Securities, Inc.12-18-2014
Matthew Evan LinskiePNC InvestmentsM&T Securities, Inc.12-18-2014
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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