Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Wayne BeltzAmeritas Investment Corp.MML Investors Services, LLC$5006-03-2019
Cale P SmithHornor, Townsend & Kent, LLCMML Investors Services, LLC03-14-2019
Kerry Duane EricksonErickson Financial Group, LLCMML Investors Services, LLC02-28-2019
William Hampton Morgan IIIEquity Services, Inc.MML Investors Services, LLC09-11-2018
Dana Michael DunnCambridge Investment Research, Inc.MML Investors Services, LLC$1602-26-2018
Kevin Patrick JanusAmeritas Investment Corp.MML Investors Services, LLC02-08-2018
Philip J Fiore IIIWells Fargo Clearing Services, LLCMML Investors Services, LLC12-05-2017
Patrick Forrest McgroganPruco Securities, LLC.MML Investors Services, LLC$111-28-2017
Thomas Norman TornowPruco Securities, LLC.MML Investors Services, LLC11-07-2017
Steven P DeckardLPL Financial LLCMML Investors Services, LLC$610-20-2017
Kevin Casey FlynnEquity Services, Inc.MML Investors Services, LLC09-21-2017
Matthew Ryan RittenhouseBernardo Wealth Planning, LLCMML Investors Services, LLC09-08-2017
Randy Charles ZimmermanPruco Securities, LLC.MML Investors Services, LLC09-08-2017
Tyler Ryan CoxLPL Financial LLCMML Investors Services, LLC$2508-18-2017
Scott Andrew LauerLincoln Financial Advisors CorporationMML Investors Services, LLC08-04-2017
David Michael SwiderskiAXA Advisors, LLCMML Investors Services, LLC$107-10-2017
DAVITA NICOLE PRAYThrive Capital Management, LLCMML Investors Services, LLC06-22-2017
Joseph Lawrence Kerins IIIHornor, Townsend & Kent, LLCMML Investors Services, LLC06-05-2017
John Lee HeacockM Holdings Securities, Inc.MML Investors Services, LLC05-23-2017
Christopher Ryan GriffithINVEST Financial CorporationMML Investors Services, LLC05-16-2017
Joseph A GunnCambridge Investment Research, Inc.MML Investors Services, LLC04-25-2017
Margaret M WrightAllstate Financial Services, LLCMML Investors Services, LLC04-21-2017
Alyssa M ProctorBB&T INVESTMENT SERVICES, INC.MML Investors Services, LLC04-03-2017
Phong Tan TruongEdward JonesMML Investors Services, LLC03-29-2017
Christopher Shawn IckesCambridge Investment Research, Inc.MML Investors Services, LLC03-16-2017
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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