Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Binh VuPruco Securities, LLC.MML Investors Services, LLC06-26-2018
Andrew D WoolleyGeneos Wealth Management, Inc.MML Investors Services, LLC09-06-2016
Anthony Michael MantellinoLPL Financial LLCMML Investors Services, LLC02-14-2020
Benjamin Reed LevyNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC01-09-2013
Brian Patrick JohnsVALIC Financial Advisors, Inc.MML Investors Services, LLC04-15-2014
Christopher Shawn IckesCambridge Investment Research, Inc.MML Investors Services, LLC03-16-2017
Craig L YostPruco Securities, LLC.MML Investors Services, LLC11-20-2017
Dana Michael DunnCambridge Investment Research, Inc.MML Investors Services, LLC$1602-26-2018
Daniel J DorseyLombard Securities IncorporatedMML Investors Services, LLC05-07-2013
Darren Ray KushtoLPL Financial LLCMML Investors Services, LLC03-25-2020
David Alan FrielloCambridge Investment Research, Inc.MML Investors Services, LLC06-23-2017
David Arlen FriedmanCapital AnalystsMML Investors Services, LLC$2501-30-2018
David Michael SwiderskiEquitable Advisors, LLCMML Investors Services, LLC07-10-2017
David Norman JacowitzEquity Services, Inc.MML Investors Services, LLC$2507-03-2017
David Wayne BeltzAmeritas Investment Company, LLCMML Investors Services, LLC$5006-03-2019
Dennis Michael PellegrinoAllstate Financial Services, LLCMML Investors Services, LLC09-08-2014
Donald Robert Neild JrCetera Financial Specialists LLCMML Investors Services, LLC10-05-2010
Douglas Thomas BeattyLPL Financial LLCMML Investors Services, LLC08-21-2017
Fred G HorrocksInternational Assets Advisory, LLCMML Investors Services, LLC02-11-2020
Harvey Clifford Byrd IVLombard Securities IncorporatedMML Investors Services, LLC$2506-11-2018
Helen L Sims DuerrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$2503-28-2011
James Alexander SkorupskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-01-2017
James ReimoldLPL Financial LLCMML Investors Services, LLC10-14-2014
Jeffrey Aaron FryeCambridge Investment Research, Inc.MML Investors Services, LLC$5006-09-2020
Jeffrey Elder WherryThe Wealth Consulting GroupMML Investors Services, LLC12-19-2016
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.