Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Patrick ArnoldJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Dylan HansenFSC Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2020
Lida C BickfordFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2020
Joseph Thomas NolaRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-13-2020
Brian Glenn ZuckerFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2020
Amanda Clark FosterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2020
Marc Anthony DesantisRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2020
Steven D WhiteFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-09-2020
Shawn CurrySantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2020
Shelley Renee ConeybeerThe Huntington Investment CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2020
Harry Samuel ForstCapital AnalystsMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2020
Danny Jay Buesing JrCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2020
James William GravesWealthcare Advisory Partners LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2020
David DeckerPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
David Graham Decker JrPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-21-2020
Jeffrey Hunter HarveyRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Sean Cunneff SeeseRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-21-2020
Paul H FrancisPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
David Macleod KleinCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2020
Solomon Mario LamacchioWealthcare Advisory Partners LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
ELea Cooper GrantWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
Jeremy Tran RiversCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2020
Cheryl Ann FlynnCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
John Paul PocceschiOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2019
Justin Steven SpierlingCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2019
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Showing 1 to 25 of 303 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.