Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sheryl KendrickAllegheny Investments, Ltd.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2012
Margaret Patricia VatesAllegheny Investments, Ltd.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2009
Matthew John HoffmanAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2012
Cory Douglas MeliskyAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2019
Dianne DenisonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Kenneth Gerard SchaeferAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-06-2019
Henry HanAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Michael Robert RamaAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2014
Ronald Robert WalchackAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2012
Thaddeus Jude KennyAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2011
John Leon KozarAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Christine Mary AhearnApex Financial Advisors, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2016
Robert Alan ConnellApex Financial Advisors, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated10-13-2010
Eric Todd LansheAPW Capital, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2011
Kim Lee Kenawell-HoffeckerAvantra Family Wealth LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-28-2017
Steven B. ThompsonAvantra Family Wealth LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-28-2017
Sean Thomas HoffeckerAvantra Family Wealth LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-28-2017
Matthew Stroud HellebuschAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2014
Andrea J. ChoBell Rock Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2017
Kristen Moran HaleyBerthel, Fisher & Company Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-11-2017
Leo Lawrence Mutchler IIIBNY Mellon Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-02-2012
Matthew James RenckBoenning & Scattergood, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-11-2019
Steve Michael MaconiBrandywine Oak Private Wealth LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2018
Tracy B McGuireBrandywine Oak Private Wealth LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-27-2018
Mark Richard JacksonBrandywine Oak Private Wealth LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2018
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Showing 1 to 25 of 463 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.