Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sheryl KendrickAllegheny Investments, Ltd.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2012
Matthew John HoffmanAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2012
Dianne DenisonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Henry HanAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Michael Robert RamaAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2014
Ronald Robert WalchackAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2012
Thaddeus Jude KennyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2011
Kenneth Gerard SchaeferAmeriprise Financial Services, Inc. Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$8205-06-2019
Robert Alan ConnellApex Financial Advisors, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated10-13-2010
Eric Todd LansheAPW Capital, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1007-18-2011
Kim Lee Kenawell-HoffeckerAvantra Family Wealth LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-28-2017
Steven B. ThompsonAvantra Family Wealth LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-28-2017
Kristen Moran HaleyBerthel, Fisher & Company Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-11-2017
Robert MillerCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2012
Adam Joseph KauferCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2013
Rebecca Lyn BearCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2019
Richard SobelCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-28-2019
Craig Allen WallaceCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2019
Nicholas Patrick SmutneyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-26-2018
Phillip James EliasCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2018
Scott Jeffery WolfeCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2018
Devon Goggin RobinsonCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2017
Brian James BostancicCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2015
Michael Santifort Jr.Citizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2009
Steven Douglas WilliamsCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2009
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Showing 1 to 25 of 196 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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