Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Atwood HardingCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Keith Edwards FordCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Megan Elizabeth Dupre-KeatingCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
Merrill Leffler SchwartzMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-01-2009
Anthony John Bernardo Jr.Morgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1001-01-2009
Charles PavlovMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
Richard E Deitrick Jr.Morgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-01-2009
Brian Francis SutcliffeMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-01-2009
Rachel R. CohenMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
Brian MaileyMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
Howard Jack MosesMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-01-2009
Nicholas Anthony BernardoMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Wilfred Conwel MorrisonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Peter Joseph Ierardi Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2009
Jon Mathews HagbergUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2009
John Joseph Knight Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2009
Gregory J KnightWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2009
David Michael CacceseJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-09-2009
Brian Joseph OdelliStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-09-2009
Michael Crawford FoxWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Janet Renee RiserJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2009
Jessica Anne HartmanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-14-2009
Brendan Lee BirukUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Daniel RattiganUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
John Martin RoseckyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-16-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.