Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seamus MaccrorySantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2018
Sheryl KendrickAllegheny Investments, Ltd.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2012
Stephanie A GamberMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2011
Stephen S KrajnakPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2009
Steven B. ThompsonAvantra Family Wealth LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-28-2017
Steven Douglas WilliamsCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2009
Steven Keith ManleyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-27-2009
Tawni-Marie TunnoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2013
Terri Ann FoughtRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-03-2017
Thaddeus Jude KennyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2011
Thomas Edward MartinStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-14-2015
Thomas Gerard RodmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-18-2011
Thomas John TarkaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$11404-18-2017
Thomas Martel HallMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-24-2017
Timothy Edward GallagherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-11-2016
Timothy R BrownJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2017
Todd Christopher TodorichRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2014
Tony T. TranMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2015
Tristan HillSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2019
William Hooper MundyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-17-2012
William Wallace MinorUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2016
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Showing 176 to 196 of 196 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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