Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew James PruittCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Robert K. RubyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20011-04-2019
Rebecca Lyn BearCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-23-2019
Richard SobelCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2019
Craig Allen WallaceCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2019
Nicholas Patrick SmutneyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-26-2018
Joseph John BrautCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-30-2018
Phillip James EliasCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2018
Scott Jeffery WolfeCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2018
David Alexander RunyonCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2017
Robert Joseph Sullivan Jr.Citizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2017
Julian Daniel RomeuCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2017
Devon Goggin RobinsonCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-25-2017
Diboo Alex DanielCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2016
Paul QuigleyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2016
Robert Thomas Lee Jr.Citizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2015
Brian James BostancicCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2015
Daniel Jay CeweCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2012
Michael Joseph GermanaCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2012
Jared Lindsay AllredCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2010
Jason Edward KobilkaCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2009
Michael Santifort Jr.Citizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-08-2009
Steven Douglas WilliamsCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-04-2009
Matthew Shreve CollierCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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