Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christian Schurr LevanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2019
Justin WellenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Kathleen Frances FlahertyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2018
Elvis Julian PhillipsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2017
Alicja Anna PlonskaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Thomas Martel HallMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-24-2017
Mark Alan HuffmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2017
Jason Harris KatzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2017
Anne Patrice GallagherMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2016
Joseph John SacconMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-14-2016
Ryan Oliver MillerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2016
Nicholas Eskinder DawitMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2016
Benjamin John La MannaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2016
Shawn Raymond BurgerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2015
Tony T. TranMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2015
Paul James AbelnMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2014
Andrea J ChoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-09-2014
Rhett Healy MerchantMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-30-2013
Robert Guido IoccoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-05-2013
Francis Anthony Ciocari IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-05-2013
Robert Daniel MortonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2013
Herman Joseph DieckmannMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-29-2012
Joseph Guerino DigregorioMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-28-2012
William Hooper MundyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25002-17-2012
Joseph Andrew WebberMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50011-17-2011
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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