Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alicja Anna PlonskaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Anne Patrice GallagherMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2016
Benjamin John La MannaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2016
Edward Richard Plachter Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-28-2011
Gregory Honaman Rutter, Jane Ann Shipe, Kelly V.E. TrachMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-12-2010
Herman Joseph DieckmannMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-29-2012
John Aaron GrodinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-09-2010
Joseph Andrew WebberMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-17-2011
Joseph John SacconMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-14-2016
Kenneth Andrew ScheerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-18-2011
Kevin Gerald DibiasoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-29-2011
Mark Alan HuffmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2017
Michael Todd GordonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2011
Nicholas Eskinder DawitMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2016
Paul James AbelnMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2014
Rhett Healy MerchantMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-30-2013
Robert Guido Iocco, Francis Anthony Ciocari IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2013
Robert Iocco, Francis CiocariMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20004-05-2013
Robert Locco, Francis CiocariMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20004-05-2013
Scott Vincent HartshornMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2011
Stephanie A GamberMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2011
Thomas Gerard RodmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-18-2011
Thomas Martel HallMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-24-2017
Tony T. TranMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2015
William Hooper MundyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-17-2012

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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