Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darren Robert GrossmanCentaurus Financial, Inc.MetLife Securities Inc.03-21-2017
Quinn Peters BowerM&T Securities, Inc.MetLife Securities Inc.03-07-2017
John F PorreccaSA Stone Wealth Management Inc.MetLife Securities Inc.02-23-2017
Harris David GreeneNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.02-16-2017
Shannon Renee ShuppMacro Advisors, Inc.MetLife Securities Inc.02-13-2017
Carol E BrianHornor, Townsend & Kent, LLCMetLife Securities Inc.02-13-2017
Jonathan Tyler McKinzieHornor, Townsend & Kent, LLCMetLife Securities Inc.02-13-2017
Scot WhiskeymanHornor, Townsend & Kent, LLCMetLife Securities Inc.02-06-2017
Barry Dean FasenmyerCetera Advisor Networks LLCMetLife Securities Inc.01-19-2017
Renee Marie AxtonPNC InvestmentsMetLife Securities Inc.$15012-13-2016
Shaun OBoyleCommonwealth Financial NetworkMetLife Securities Inc.$2511-04-2016
David Edward SmedleyLincoln Financial Securities CorporationMetLife Securities Inc.11-04-2016
Thomas Joseph UramLPL Financial LLCMetLife Securities Inc.$1910-19-2016
Matthew Joseph ZimaLPL Financial LLCMetLife Securities Inc.$8810-14-2016
Christopher Charles TruscelloHornor, Townsend & Kent, LLCMetLife Securities Inc.09-16-2016
Robert Eugene VamosLPL Financial LLCMetLife Securities Inc.$5008-31-2016
James Robert LuckeyCommonwealth Financial NetworkMetLife Securities Inc.08-26-2016
David FleisherEquitable Advisors, LLCMetLife Securities Inc.$90008-15-2016
Kevin Scott FlickCommonwealth Financial NetworkMetLife Securities Inc.08-12-2016
Curtis AikenCommonwealth Financial NetworkMetLife Securities Inc.$2508-12-2016
Alan A FlickCommonwealth Financial NetworkMetLife Securities Inc.08-12-2016
Anthony Robert SergioHornor, Townsend & Kent, LLCMetLife Securities Inc.08-08-2016
Anthony R Sergio JrHornor, Townsend & Kent, LLCMetLife Securities Inc.08-08-2016
Armand Charles SperdutoCentaurus Financial, Inc.MetLife Securities Inc.08-01-2016
David Fleisher IiEquitable Advisors, LLCMetLife Securities Inc.$15007-22-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.