Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Todd ShermanHornor, Townsend & Kent, LLCMetLife Securities Inc.07-01-2016
Alan A. FlickCommonwealth Financial NetworkMetLife Securities Inc.08-12-2016
Ambler P SelwayPrivate Advisor Group, LLCMetLife Securities Inc.07-11-2016
Andrew BabsonHornor, Townsend & Kent, LLCMetLife Securities Inc.03-19-2015
Andrew Cazimer WaligoraMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Andrew Michael StortiLincoln Financial Advisors CorporationMetLife Securities Inc.03-28-2013
Andrew Richard HauberHornor, Townsend & Kent, LLCMetLife Securities Inc.$15003-16-2015
Ann Margaret MulderigAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Armand Charles SperdutoCentaurus Financial, Inc.MetLife Securities Inc.08-01-2016
Benjamin Paul BurkheadC&L Financial ServicesMetLife Securities Inc.06-11-2014
Bernard John LynchMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Brandon George FridayAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Brian Cooper SmithAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Brian Patrick WellsAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Carlos John GuevaraAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Carmen FerrantiMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Carmen John LocascioMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Charles Joseph DerenzisMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Charles William RossThe O.N. Equity Sales CompanyMetLife Securities Inc.06-23-2016
Christopher Charles TruscelloHornor, Townsend & Kent, LLCMetLife Securities Inc.$15009-16-2016
Christopher John MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.09-02-2014
Christopher NelsonHornor, Townsend & Kent, LLCMetLife Securities Inc.03-01-2016
Christopher O. KwonAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Daniel Todd FirstMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Darren Robert GrossmanCentaurus Financial, Inc.MetLife Securities Inc.03-21-2017
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Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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