Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Paul PfeufferLPL Financial LLCMetLife Securities Inc.$25011-07-2016
Jon Patric GrubbsLPL Financial LLCMetLife Securities Inc.11-04-2016
Thomas Joseph UramLPL Financial LLCMetLife Securities Inc.$19010-19-2016
Matthew Joseph ZimaLPL Financial LLCMetLife Securities Inc.$88010-14-2016
Robert Eugene VamosLPL Financial LLCMetLife Securities Inc.$50008-31-2016
Patrick Benjamin BungoLPL Financial LLCMetLife Securities Inc.05-27-2016
Constantine Dean MavrogianisLPL Financial LLCMetLife Securities Inc.04-14-2016
Wendy Ruth BowesLPL Financial LLCMetLife Securities Inc.06-30-2015
Joshua Glenn RothbardLPL Financial LLCMetLife Securities Inc.$25004-30-2015
Vincent James RichtarLPL Financial LLCMetLife Securities Inc.$25012-20-2013
Marc Thomas MattarochiaLPL Financial LLCMetLife Securities Inc.$25012-13-2013
Thomas Patrick Nee Jr.LPL Financial LLCMetLife Securities Inc.12-13-2013
Mark Steven WagnerLPL Financial LLCMetLife Securities Inc.$10011-08-2012

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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