Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Connor F BradyE*TRADE Securities LLCMorgan Stanley09-09-2020
Thomas Gerard RodmanAmeriprise Financial Services, LLCMorgan Stanley$10008-14-2020
Maureen Patricia Cioppi-GrillAmeriprise Financial Services, LLCMorgan Stanley$3508-14-2020
Paul Daniel TeufelAmeriprise Financial Services, LLCMorgan Stanley08-14-2020
Jill Susan FryeRobert W. Baird & Co. IncorporatedMorgan Stanley$5008-10-2020
Steven Vincent FischettiRobert W. Baird & Co. IncorporatedMorgan Stanley$5008-07-2020
Christian Shannon BarryRobert W. Baird & Co. IncorporatedMorgan Stanley$5008-07-2020
Sheryl OswaldJanney Montgomery Scott LLCMorgan Stanley03-06-2020
Sheryl Dawn OswaldJanney Montgomery Scott LLCMorgan Stanley03-06-2020
Frederick Warren Wagner JrRaymond James & Associates, Inc.Morgan Stanley$5002-11-2020
Antoinette R RehakNYLIFE Securities LLCMorgan Stanley01-29-2020
Kathleen FisherJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Mary Ann PerroneJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Sarah Smith Janney Montgomery Scott LLCMorgan Stanley01-17-2020
Dawn Dupre Megan KeatingJanney Montgomery Scott LLCMorgan Stanley$33501-17-2020
MARYANN Ann PERRONEJanney Montgomery Scott LLCMorgan Stanley$10001-17-2020
Kathleen Anne FisherJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Sarah Lindsay Stevens SmithJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Albert DAmicoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-08-2020
Melissa HamiltonJanney Montgomery Scott LLCMorgan Stanley12-02-2019
David Patrick TudiJanney Montgomery Scott LLCMorgan Stanley11-01-2019
John BattistaCitizens Securities, Inc.Morgan Stanley10-03-2019
Shaun D SmallWells Fargo Advisors Financial Network, LLCMorgan Stanley$5009-13-2019
Stanley Edward Kiec IiiWells Fargo Clearing Services, LLCMorgan Stanley$10009-06-2019
Stephen William NilesRaymond James Financial Services, Inc.Morgan Stanley09-05-2019
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Showing 1 to 25 of 332 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.