Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Carroll Anderson Jr.Allstate Financial Services, LLCMorgan Stanley08-26-2010
Robert Joseph Massaroni Jr.Ameriprise Financial Services, Inc.Morgan Stanley$15008-02-2018
Stephen Earl GansmanAmeriprise Financial Services, Inc.Morgan Stanley$5006-22-2018
Kent D. KeithAmeriprise Financial Services, Inc.Morgan Stanley06-22-2018
Seth Philip GansmanAmeriprise Financial Services, Inc.Morgan Stanley06-22-2018
Christopher Robert BuckleyAmeriprise Financial Services, Inc.Morgan Stanley06-22-2018
Dennis Ivan FreedmanAmeriprise Financial Services, Inc.Morgan Stanley$1008-20-2014
Thomas Francis Sporer Jr.Ameriprise Financial Services, Inc.Morgan Stanley06-05-2013
Ellen BurkeyAmeriprise Financial Services, Inc.Morgan Stanley$1005-03-2013
Karen Linda HartleyAmeriprise Financial Services, Inc.Morgan Stanley09-14-2012
David Francis BedardAmeriprise Financial Services, Inc.Morgan Stanley$2503-15-2012
Peter Stephen SmithAmeriprise Financial Services, Inc.Morgan Stanley$5003-09-2012
Joseph E PerrottaApple Tree Wealth Management, LLCMorgan Stanley01-19-2012
Sean Patrick McCulloughAtlas Wealth Partners LLCMorgan Stanley10-01-2015
Christopher Englebert, Daniel ReitzBeirne Wealth ConsultingMorgan Stanley$25001-22-2014
Christopher Paul EnglebertBeirne Wealth Consulting Services, LLCMorgan Stanley01-17-2014
Edward Francis Dempsey Sr.Boenning & Scattergood, Inc.Morgan Stanley02-07-2014
John Michael DurkanBoenning & Scattergood, Inc.Morgan Stanley$1009-14-2012
Sage Justin BleakneyCapital AnalystsMorgan Stanley12-05-2016
Ronald Joseph BalogCetera Advisor Networks LLCMorgan Stanley$5006-12-2015
Matthew Oliver RamerCommonwealth Financial NetworkMorgan Stanley11-08-2013
Dustin Thomas O'BrienEdward JonesMorgan Stanley01-09-2015
Katharine Rachel PerryFort Pitt Capital Group, LLCMorgan Stanley03-11-2016
Edwin Christopher JohnsHazlett, Burt & Watson, Inc.Morgan Stanley$5004-09-2010
Patricia Mary JohnHefren-Tillotson, Inc.Morgan Stanley$5002-26-2010
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Showing 1 to 25 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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