Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Paul KingstonUBS Financial Services Inc.Morgan Stanley06-19-2009
Alan Bruce CantorWells Fargo Clearing Services, LLCMorgan Stanley$2504-04-2013
Alan H KrasnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1011-12-2010
Alison C DigiulioMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-19-2015
Allen Robert RosenbergWells Fargo Clearing Services, LLCMorgan Stanley$10011-28-2018
Andrew William GansRockcliff Capital, LLCMorgan Stanley08-13-2013
Andrew William RifkinWells Fargo Clearing Services, LLCMorgan Stanley02-15-2010
Anthony A PellOppenheimer & Co. Inc.Morgan Stanley01-04-2013
Anthony Joseph HarrisWells Fargo Clearing Services, LLCMorgan Stanley12-05-2011
Anthony Kirk HasenUBS Financial Services Inc.Morgan Stanley09-30-2015
Anthony Mario CapriottiWells Fargo Clearing Services, LLCMorgan Stanley03-11-2016
Arnold Charles Carnevale Jr.Janney Montgomery Scott LLCMorgan Stanley$5006-28-2012
Arthur W. Bartholomew IIIUBS Financial Services Inc.Morgan Stanley$20011-13-2013
Arthur William Bartholomew IIIUBS Financial Services Inc.Morgan Stanley11-13-2013
Barry Michael StockerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2510-12-2012
Barry W McCarthyWells Fargo Clearing Services, LLCMorgan Stanley$2508-13-2010
Benjamin Cline SimsMercer Allied Company, L.P.Morgan Stanley11-29-2010
Bernard Orbach, Erik Vatter, Matthew GroffMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$22608-02-2011
Blake Peter EpsteinRBC Capital Markets, LLCMorgan Stanley$5002-15-2019
Blaze TatananniWells Fargo Clearing Services, LLCMorgan Stanley$1604-21-2017
Bradley Keith AdamsJanney Montgomery Scott LLCMorgan Stanley$5003-10-2011
Bradly James SunandayRaymond James & Associates, Inc.Morgan Stanley11-02-2017
Branden Russell SacksMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-02-2011
Brendan Patrick DwyerWells Fargo Clearing Services, LLCMorgan Stanley10-05-2015
Brian Alden FieldsRBC Capital Markets, LLCMorgan Stanley$5006-11-2009
Next Page »

Showing 1 to 25 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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