Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ralph A ColoMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Colin Michael RosenbergMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Noel James WolfeMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Scott Eric MyersMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Kevin RidpathMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Victor Jeffrey KurtzMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
William Allen PerryMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Jane Thompson GuokasMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Dean Joseph CiminoMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Paul Arthur ChavensonMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Sharon Ann GroveMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Christopher James KearonMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Shelby Jean MulbergerMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Joseph C Feola Jr.Morgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Richard E Deitrick Jr.Morgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Thomas Charles MillerMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Stephen William NilesMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Howard Jack MosesMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
John Francis DonahueMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Charles Frank KuntzMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Paul Edward EckenrodeMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Mark Todd LevinMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Mark Thomas OcchipintiMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Stephen Albert GarnickMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Richard Gary Vozel Jr.Morgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
« Previous PageNext Page »

Showing 26 to 50 of 124 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.