Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Strom PastorLPL Financial LLCNational Planning Corporation$711-29-2017
Aubrey Rose FigueiridoLPL Financial LLCNational Planning Corporation11-29-2017
Bernard Anthony OneillLPL Financial LLCNational Planning Corporation11-29-2017
Carolyn Marie ManeroLPL Financial LLCNational Planning Corporation11-29-2017
Charlene Ann LoganLPL Financial LLCNational Planning Corporation$111-29-2017
Diana Christine DuganLPL Financial LLCNational Planning Corporation$2511-29-2017
Donald Patrick SpeakmanLPL Financial LLCNational Planning Corporation$15011-29-2017
Eric Lee LandisLPL Financial LLCNational Planning Corporation$2711-29-2017
Gerald Scott CathellLPL Financial LLCNational Planning Corporation11-29-2017
Jillian Rae Homyak SnyderLPL Financial LLCNational Planning Corporation11-29-2017
Joseph Francis BrinkerLPL Financial LLCNational Planning Corporation11-29-2017
Joyce P HuttmanLPL Financial LLCNational Planning Corporation11-29-2017
Mark David KempLPL Financial LLCNational Planning Corporation$15011-29-2017
Mary Ann ReinoehlLPL Financial LLCNational Planning Corporation$5011-29-2017
Michael Alexander KaunitzLPL Financial LLCNational Planning Corporation11-29-2017
Michael Patrick SpeakmanLPL Financial LLCNational Planning Corporation11-29-2017
Robert Kyle CalkinsLPL Financial LLCNational Planning Corporation11-29-2017
Robert William Fink IIILPL Financial LLCNational Planning Corporation$5011-29-2017
Ronald Louis ErnharthLPL Financial LLCNational Planning Corporation11-29-2017
Shannon Bernadette BirdsallLPL Financial LLCNational Planning Corporation11-29-2017
Stephan Ronald ErnharthLPL Financial LLCNational Planning Corporation$2511-29-2017
Timothy David GayLPL Financial LLCNational Planning Corporation$111-29-2017
Timothy Leigh WaiteLPL Financial LLCNational Planning Corporation$5011-29-2017
Joanne Marie NataleSecurities America, Inc.National Planning Corporation10-26-2017
John David AndersonSecurities America, Inc.National Planning Corporation10-25-2017
Next Page »

Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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