Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ralph Curtis EhlyCambridge Investment Research, Inc.Nationwide Securities, LLC08-16-2010
Francis John Lojewski JrM Holdings Securities, Inc.Nationwide Securities, LLC$10010-28-2010
David WoodsState Farm VP Management Corp.Nationwide Securities, LLC01-26-2011
Larry Charles KlingensmithTrustmont Financial Group, Inc.Nationwide Securities, LLC03-21-2011
William Matthew Burris IIIState Farm VP Management Corp.Nationwide Securities, LLC04-26-2011
Tarik Hamilton El-BassiouniMorgan StanleyNationwide Securities, LLC$5010-24-2013
Nathan RodgersCUNA Brokerage Services, Inc.Nationwide Securities, LLC05-06-2014
John Hunter GourleyFirst Command Brokerage Services, Inc.Nationwide Securities, LLC03-07-2017
Alan Robert CohenPruco Securities, LLC.Nationwide Securities, LLC09-18-2017
Harold Edward HagyLPL Financial LLCNationwide Securities, LLC12-20-2017
Roger Lee BergerLPL Financial LLCNationwide Securities, LLC12-20-2017
Matthew John FieldLPL Financial LLCNationwide Securities, LLC12-20-2017
Lori Ann BiddleFarmers Financial Solutions, LLCNationwide Securities, LLC01-22-2018
John Allen Beachley IILPL Financial LLCNationwide Securities, LLC$4801-30-2018
Andrew Robert GroveLPL Financial LLCNationwide Securities, LLC03-23-2018
Anastasios P TrispagonasLPL Financial LLCNationwide Securities, LLC03-23-2018
Eric D GilroyCambridge Investment Research, Inc.Nationwide Securities, LLC04-18-2018
Kurt William KushnerLPL Financial LLCNationwide Securities, LLC04-23-2018
Steven James GallowayLPL Financial LLCNationwide Securities, LLC04-23-2018
Louis Phillip PettinatoLPL Financial LLCNationwide Securities, LLC04-23-2018
Christopher L ManciLPL Financial LLCNationwide Securities, LLC04-23-2018
Kevin Richard MessettLPL Financial LLCNationwide Securities, LLC04-24-2018
Seth James DienerLPL Financial LLCNationwide Securities, LLC$1404-24-2018
James Eldras MarnellUBS Financial Services Inc.Nationwide Securities, LLC05-21-2018
Matthew Boyd WarntzCUSO Financial Services, L.P.Nationwide Securities, LLC$2506-04-2018
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.