Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karl Matthew OberHornor, Townsend & Kent, LLCNew England Securities01-13-2015
Thomas Baker Hayn Sr.Santander Securities LLCNew England Securities08-14-2014
Brian J FluehrRaymond James Financial Services, Inc.New England Securities07-01-2014
Steven John Woodruff Jr.Strategic Advisers LLCNew England Securities06-24-2014
Bryan R CoglianoLincoln Financial Advisors CorporationNew England Securities$5006-12-2014
Frank B Hanna Jr.Lincoln Financial Advisors CorporationNew England Securities$2506-12-2014
Brandon C MayCitizens Securities, Inc.New England Securities04-29-2014
Kyle Joseph LucasAXA Advisors, LLCNew England Securities04-17-2014
Marshall Mayer ShigonParkland Securities, LLCNew England Securities12-16-2013
Stan Alan MetterGeneos Wealth Management, Inc.New England Securities12-03-2013
Kristen Leigh MervineHornor, Townsend & Kent, LLCNew England Securities$15008-28-2013
Robert T Clements Jr.Private Advisor Group, LLCNew England Securities08-27-2013
Peter William GrassiPrivate Advisor Group, LLCNew England Securities08-26-2013
Gregory VolitichHarbour Investments, Inc.New England Securities$2502-11-2013
Joshua Reed SteinMid Atlantic Capital CorporationNew England Securities$2502-04-2013
Robert Patrick HennessyMML Investors Services, LLCNew England Securities11-14-2012
Shaun Alan SpencePNC InvestmentsNew England Securities11-09-2012
Edward Ernest Blacka Jr.Trustmont Financial Group, Inc.New England Securities$25007-26-2012
Beth Ann CorrodaInvestacorp, Inc.New England Securities07-12-2012
Melissa Sara GerhardtSecurian Financial Services, Inc.New England Securities02-01-2012
John Raymond Boyce Jr.Hornor, Townsend & Kent, LLCNew England Securities09-22-2011
Robert PalidoraAXA Advisors, LLCNew England Securities08-11-2011
Michael Francis Laporta Jr.Morgan StanleyNew England Securities$5003-16-2011
Brett Raymond CloakCenturion Asset Management, LLCNew England Securities02-16-2011
Rajesh KhullarAllstate Financial Services, LLCNew England Securities02-11-2011
Next Page »

Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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