Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joanna Nina CraneyHornor, Townsend & Kent, LLCNew England Securities01-30-2015
Karl M. OberHornor, Townsend & Kent, LLCNew England Securities01-13-2015
Thomas Baker Hayn Sr.Santander Securities LLCNew England Securities$1008-14-2014
Brian J. FluehrRaymond James Financial Services, Inc.New England Securities07-01-2014
Steven J. Woodruff Jr.Strategic Advisers LLCNew England Securities06-24-2014
Bryan R CoglianoLincoln Financial Advisors CorporationNew England Securities$2506-12-2014
Frank B Hanna Jr.Lincoln Financial Advisors CorporationNew England Securities06-12-2014
Brandon C MayCitizens Securities, Inc.New England Securities04-29-2014
Kyle Joseph LucasAXA Advisors, LLCNew England Securities04-17-2014
Kevin M. McKeePark Avenue Securities LLCNew England Securities$2501-17-2014
Marshall Mayer ShigonParkland Securities, LLCNew England Securities$15012-16-2013
Stan Alan MetterGeneos Wealth Management, Inc.New England Securities12-03-2013
Kevin Michael BunkinKestra Investment Services, LLCNew England Securities$15011-26-2013
Kristen Leigh MervineHornor, Townsend & Kent, LLCNew England Securities08-28-2013
Peter William GrassiPrivate Advisor Group, LLCNew England Securities$15008-26-2013
Robert T Clements Jr.Private Advisor Group, LLCNew England Securities$15008-26-2013
Gerald Dennis FaheyPurshe Kaplan Sterling InvestmentsNew England Securities$1007-29-2013
Anthony Michael SangrigoliMorgan StanleyNew England Securities$2504-25-2013
Gregory VolitichHarbour Investments, Inc.New England Securities$2502-11-2013
Joshua Reed SteinMid Atlantic Capital CorporationNew England Securities$5002-04-2013
Donald Lawrence Riley Jr.WILEY GROUPNew England Securities11-16-2012
Robert Patrick HennessyMML Investors Services, LLCNew England Securities11-14-2012
Shaun A. SpencePNC InvestmentsNew England Securities11-09-2012
Edward Ernest Blacka Jr.Trustmont Financial Group, Inc.New England Securities07-26-2012
Beth Ann CorrodaInvestacorp, Inc.New England Securities07-12-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.