Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Harrington GroveHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC12-20-2019
Kyle W. AxelsonPNC InvestmentsNorthwestern Mutual Investment Services, LLC12-06-2019
Matthew William MissimerAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC$10010-09-2019
John D TosattoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10009-11-2019
Andrew Robert PhillipsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC06-27-2019
Christopher Michael SchankLPL Financial LLCNorthwestern Mutual Investment Services, LLC06-17-2019
Emma GrayHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC06-05-2019
Christopher James PfanstielHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC$25003-25-2019
Nicholas Joseph PochibaHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC03-25-2019
Lee Marvin FortenberryPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$10003-22-2019
Julia Polack WatsonRodgers Brothers, Inc.Northwestern Mutual Investment Services, LLC03-08-2019
Charles R. Zuzak IIMcMahon Financial Advisors, LLCNorthwestern Mutual Investment Services, LLC02-12-2019
Donte Tyree LloydMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-10-2019
Jared Vincent HeniginCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC01-02-2019
William George Borchert Jr.J. Alden Associates, Inc.Northwestern Mutual Investment Services, LLC12-14-2018
John Douglas PalicMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-15-2018
Geordan Alexander VincentAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC08-30-2018
Kyle Nicholas BraenderCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC06-26-2018
Zachary Douglas MyersAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC06-04-2018
Shane Kenneth MulliganMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-25-2018
Dominick Edward DanieleMorgan StanleyNorthwestern Mutual Investment Services, LLC05-23-2018
Warren Bringhurst Scott IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC04-09-2018
Montague Sales ClaybrookEquity Services, Inc.Northwestern Mutual Investment Services, LLC02-28-2018
Stephen Dennis GephartEquity Services, Inc.Northwestern Mutual Investment Services, LLC02-27-2018
Kevin Clark HuntingtonMorgan StanleyNorthwestern Mutual Investment Services, LLC09-28-2017
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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