Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Andrew Robert Phillips | Wells Fargo Clearing Services, LLC | Northwestern Mutual Investment Services, LLC | — | 06-27-2019 |
Christopher James Pfanstiel | Hornor, Townsend & Kent, LLC | Northwestern Mutual Investment Services, LLC | $25 | 03-25-2019 |
Nicholas Joseph Pochiba | Hornor, Townsend & Kent, LLC | Northwestern Mutual Investment Services, LLC | — | 03-25-2019 |
William George Borchert Jr. | J. Alden Associates, Inc. | Northwestern Mutual Investment Services, LLC | — | 12-14-2018 |
Kyle Nicholas Braender | Citizens Securities, Inc. | Northwestern Mutual Investment Services, LLC | — | 06-26-2018 |
Stephen Dennis Gephart | Equity Services, Inc. | Northwestern Mutual Investment Services, LLC | — | 02-27-2018 |
Kevin Clark Huntington | Morgan Stanley | Northwestern Mutual Investment Services, LLC | — | 09-28-2017 |
William Cullen Stephenson | MML Investors Services, LLC | Northwestern Mutual Investment Services, LLC | — | 09-21-2017 |
Conor Mckenzie | Janney Montgomery Scott LLC | Northwestern Mutual Investment Services, LLC | — | 09-01-2017 |
Andrew Hirsch Leyens | Cambridge Investment Research, Inc. | Northwestern Mutual Investment Services, LLC | — | 07-03-2017 |
Timothy Michael Janke | Raymond James Financial Services, Inc. | Northwestern Mutual Investment Services, LLC | — | 06-09-2017 |
Jeremy Edge | MML Investors Services, LLC | Northwestern Mutual Investment Services, LLC | — | 01-12-2017 |
Jennifer E. Ritter | Cambridge Investment Research, Inc. | Northwestern Mutual Investment Services, LLC | — | 01-03-2017 |
Jonathan Ray Hottle | PNC Investments | Northwestern Mutual Investment Services, LLC | — | 12-12-2016 |
James Jonathan Rambo | Allegheny Investments, Ltd. | Northwestern Mutual Investment Services, LLC | — | 08-18-2016 |
Rory T Sullivan | MML Investors Services, LLC | Northwestern Mutual Investment Services, LLC | — | 10-15-2015 |
John L. Schriever | MML Investors Services, LLC | Northwestern Mutual Investment Services, LLC | — | 08-25-2015 |
Mark Allen Richards | MML Investors Services, LLC | Northwestern Mutual Investment Services, LLC | — | 08-07-2015 |
Joel Douglas Gilley | MML Investors Services, LLC | Northwestern Mutual Investment Services, LLC | — | 06-12-2015 |
Brent Christopher Sampey | PNC Investments | Northwestern Mutual Investment Services, LLC | — | 05-11-2015 |
Jesse D. Goodall | MML Investors Services, LLC | Northwestern Mutual Investment Services, LLC | — | 03-31-2015 |
Brian D. Fetsco | MML Investors Services, LLC | Northwestern Mutual Investment Services, LLC | $10 | 08-15-2014 |
Shawn A. Wendel | PNC Investments | Northwestern Mutual Investment Services, LLC | — | 06-19-2014 |
Timothy Charles Boyd | State Farm VP Management Corp. | Northwestern Mutual Investment Services, LLC | — | 04-16-2014 |
Lance Blaine Burgert | Edward Jones | Northwestern Mutual Investment Services, LLC | — | 10-21-2013 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.