Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cody Everett ButerbaughMangolds Investment Advisors Inc.PFS Investments Inc.09-02-2020
Zachary ButerbaughMangolds Investment Advisors Inc.PFS Investments Inc.04-22-2020
Marianne Jolene GularMutual Advisors, LLCPFS Investments Inc.10-22-2019
Marvin Jose RosarioWells Fargo Clearing Services, LLCPFS Investments Inc.10-15-2019
Yelena PiersonFarmers Financial Solutions, LLCPFS Investments Inc.10-11-2019
Pavel MordasovJanney Montgomery Scott LLCPFS Investments Inc.04-06-2018
Kathleen P CicchinoWells Fargo Clearing Services, LLCPFS Investments Inc.03-13-2018
Patrick M Chandler JrSantander Securities LLCPFS Investments Inc.01-30-2018
John Christopher BartonBetter Bucks AdvisoryPFS Investments Inc.01-11-2018
Brandee LuschVALIC Financial Advisors, Inc.PFS Investments Inc.09-26-2016
Pene Sue ShoemakerPruco Securities, LLC.PFS Investments Inc.02-01-2016
Victor MazziottiGIR LLCPFS Investments Inc.10-23-2013
Andrew Joseph SedoraMML Investors Services, LLCPFS Investments Inc.09-10-2012
Beth Wendy KaufmanEquitable Advisors, LLCPFS Investments Inc.03-15-2012
Jacob William CuthbertWaddell & ReedPFS Investments Inc.04-07-2009
Ronald Theodore Smith4th River Financial Group, Inc.PFS Investments Inc.03-19-2009
Nathan William Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
Craig Alan Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.