Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Dennis HarkenCitizens Securities, Inc.PNC Investments$15001-29-2009
Christopher Michael SchrampfWells Fargo Clearing Services, LLCPNC Investments$2502-13-2009
Eric John DochertyCitizens Securities, Inc.PNC Investments04-20-2009
Thomas A ODonnell JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments06-15-2009
Ricky Dewight Whitmire JrCUNA Brokerage Services, Inc.PNC Investments$2507-06-2009
Travis Matthew AllredCitizens Securities, Inc.PNC Investments07-13-2009
James A GalitsisMorgan StanleyPNC Investments$2508-31-2009
Todd Wayne WelchLPL Financial LLCPNC Investments09-21-2009
Robert Lee Godown JrMorgan StanleyPNC Investments$5012-03-2009
Christopher Michael WilsonMorgan StanleyPNC Investments12-03-2009
Zane Jason MichalskiCitizens Securities, Inc.PNC Investments12-21-2009
Dennis Gens McnamaraJanney Montgomery Scott LLCPNC Investments$5003-25-2010
Cody James HartleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-26-2010
Kevin Patten BondiAmeriprise Financial Services, LLCPNC Investments$3607-16-2010
Michael L ConwayAllstate Financial Services, LLCPNC Investments10-01-2010
David Karl WrightLPL Financial LLCPNC Investments12-03-2010
Diane GardnerLPL Financial LLCPNC Investments$2512-03-2010
David Andrew BeagleWells Fargo Clearing Services, LLCPNC Investments12-17-2010
William Stephen GreinerMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments01-07-2011
Daryl S PeregrinWells Fargo Clearing Services, LLCPNC Investments$5001-14-2011
Brian Grant VassalluzzoWells Fargo Clearing Services, LLCPNC Investments$5001-21-2011
Jan Marie Zaccanini-HughesLPL Financial LLCPNC Investments02-11-2011
Michael J MartinCharles Schwab & Co., Inc.PNC Investments03-07-2011
Michelle Frances ShockleyWells Fargo Clearing Services, LLCPNC Investments$5007-08-2011
George David ReinhardtFidelity Brokerage Services LLCPNC Investments09-12-2011
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Showing 1 to 25 of 194 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.