Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zane Jason MichalskiCitizens Securities, Inc.PNC Investments12-21-2009
Zachary Gregg StanopiewiczEdward JonesPNC Investments01-12-2018
Zachary D. WernerCadaret, Grant & Co., Inc.PNC Investments05-13-2016
William Stephen GreinerMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments01-07-2011
William Roy Cashman IIIWells Fargo Clearing Services, LLCPNC Investments$2511-30-2017
Wade Howard HartzSecurian Financial Services, Inc.PNC Investments06-08-2011
Todd Wayne WelchLPL Financial LLCPNC Investments09-21-2009
Thomas Shane LaunerStifel, Nicolaus & Company, IncorporatedPNC Investments06-20-2016
Thomas Michael CartinCitizens Securities, Inc.PNC Investments02-10-2016
Thomas Joseph TerhaarConrad Siegel Investment AdvisorsPNC Investments12-04-2014
Thomas Anthony SullivanRaymond James Financial Services, Inc.PNC Investments$2508-08-2013
Terry Sanctis, Zach SanctisHilliard LyonsPNC Investments$18711-13-2018
Terence Edmond SanctisJ.J.B. Hilliard, W.L. Lyons, LLCPNC Investments$15009-19-2018
Suzanne Jean Kerlin WardKattan Ferretti Financial L.P.PNC Investments08-18-2017
Susan Jane MarshallJ.J.B. Hilliard, W.L. Lyons, LLCPNC Investments$2501-11-2018
Steven Henry HopkinsCUSO Financial Services, L.P.PNC Investments$3004-24-2017
Stephen Victor WolffCitizens Securities, Inc.PNC Investments11-12-2013
Stephen Michael GishRaymond James Financial Services, Inc.PNC Investments11-11-2009
Shawn David PearsonWells Fargo Clearing Services, LLCPNC Investments$15008-28-2018
Sean Patrick LoreCitizens Securities, Inc.PNC Investments04-18-2018
Sean Patrick BuchananWells Fargo Clearing Services, LLCPNC Investments$2507-02-2013
Sean Michael PearsonAmeriprise Financial Services, Inc.PNC Investments09-28-2012
Samantha Eva VitaleSantander Securities LLCPNC Investments05-09-2017
Ryan Michael SwanWells Fargo Clearing Services, LLCPNC Investments07-14-2014
Ryan Leslie MessengerEdward JonesPNC Investments05-05-2017
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Showing 1 to 25 of 148 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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