Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn David PearsonWells Fargo Clearing Services, LLCPNC Investments$15008-28-2018
William Roy Cashman IIIWells Fargo Clearing Services, LLCPNC Investments$2511-30-2017
Michael A. GielarowskiWells Fargo Clearing Services, LLCPNC Investments10-05-2016
Elizabeth C. SabatiniWells Fargo Clearing Services, LLCPNC Investments09-23-2016
Natalie Michelle SchmidWells Fargo Clearing Services, LLCPNC Investments09-02-2016
Joshua David DonaldsonWells Fargo Clearing Services, LLCPNC Investments07-29-2016
Franklin Lee RogersWells Fargo Clearing Services, LLCPNC Investments$5001-04-2016
Jennifer Leigh HowardWells Fargo Clearing Services, LLCPNC Investments01-04-2016
Abraheim Ahmed AliWells Fargo Clearing Services, LLCPNC Investments08-28-2015
Marc Francis PepenelliWells Fargo Clearing Services, LLCPNC Investments$5004-27-2015
Constantine NicopoulosWells Fargo Clearing Services, LLCPNC Investments01-02-2015
Ryan Michael SwanWells Fargo Clearing Services, LLCPNC Investments07-14-2014
Sean Patrick BuchananWells Fargo Clearing Services, LLCPNC Investments$2507-02-2013
Peter Anthony AugustineWells Fargo Clearing Services, LLCPNC Investments$1007-02-2013
Robert Nicholas VolpeWells Fargo Clearing Services, LLCPNC Investments$1005-24-2013
Allan Jay Thompson Jr.Wells Fargo Clearing Services, LLCPNC Investments12-07-2012
Daniel Oscar BrownWells Fargo Clearing Services, LLCPNC Investments10-04-2012
Mary-Claire MacdonaldWells Fargo Clearing Services, LLCPNC Investments$2510-21-2011
Michelle Frances ShockleyWells Fargo Clearing Services, LLCPNC Investments$15007-08-2011
Brian Grant VassalluzzoWells Fargo Clearing Services, LLCPNC Investments01-21-2011
Daryl S. PeregrinWells Fargo Clearing Services, LLCPNC Investments01-14-2011
David Andrew BeagleWells Fargo Clearing Services, LLCPNC Investments12-17-2010
Christopher Michael SchrampfWells Fargo Clearing Services, LLCPNC Investments02-13-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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