Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer Leigh HinrichsenAscensus Broker Dealer Services, LLCPrincipal Securities, Inc.01-06-2020
Glenn Jay TasseyCadaret, Grant & Co., Inc.Principal Securities, Inc.01-02-2020
Susan Lee BellThe Huntington Investment CompanyPrincipal Securities, Inc.04-15-2019
Joseph Anthony CravottaLPL Financial LLCPrincipal Securities, Inc.02-19-2019
Veronica Ann MaloneVoya Financial Advisors, Inc.Principal Securities, Inc.01-09-2019
Andrew Paul HerbertPNC InvestmentsPrincipal Securities, Inc.04-17-2018
David Samuel JohnsonEXG Nexus Solutions LLCPrincipal Securities, Inc.03-26-2018
Robert Thomas Castellani Sr.Lincoln InvestmentPrincipal Securities, Inc.$2512-04-2017
Ashley Nicole BenkovicCitizens Securities, Inc.Principal Securities, Inc.09-25-2017
Matthew Jeffrey StehleCitizens Securities, Inc.Principal Securities, Inc.08-08-2017
Ronald Lee ClarkLPL Financial LLCPrincipal Securities, Inc.05-31-2017
Douglas Alan ClarkLPL Financial LLCPrincipal Securities, Inc.05-31-2017
Stacey Paulette SullivanCUSO Financial Services, L.P.Principal Securities, Inc.01-17-2017
James Frederick CampbellCadaret, Grant & Co., Inc.Principal Securities, Inc.01-03-2017
David Michael EdwardsCadaret, Grant & Co., Inc.Principal Securities, Inc.01-03-2017
Steven Aaron DashCadaret, Grant & Co., Inc.Principal Securities, Inc.01-03-2017
Gilbert Lynn TroutmanCadaret, Grant & Co., Inc.Principal Securities, Inc.01-03-2017
Alexander Edward TreeceAllstate Financial Services, LLCPrincipal Securities, Inc.11-09-2016
Daniel R CallahanCitizens Securities, Inc.Principal Securities, Inc.01-04-2016
Timothy David RiggsCambridge Investment Research, Inc.Principal Securities, Inc.08-18-2015
Anthony Domenic RealiM&T Securities, Inc.Principal Securities, Inc.06-01-2015
Andrea M. MartinMML Investors Services, LLCPrincipal Securities, Inc.05-26-2015
Edward Walter MorrisseyWaddell & ReedPrincipal Securities, Inc.10-24-2014
Peter Harding CraigPrivate Advisor Group, LLCPrincipal Securities, Inc.03-20-2014
Paul Eugene KreischerPrincipal Securities, Inc.Principal Securities, Inc.11-05-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.