Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Lee WellerLincoln Financial Advisors CorporationQuestar Capital Corporation$10001-15-2019
Carl Aaron SchaefferThe Investment Center, Inc.Questar Capital Corporation01-18-2019
Cheryl S. GlazerSecurities America, Inc.Questar Capital Corporation$25012-27-2018
David BarolSecurities America, Inc.Questar Capital Corporation$10002-22-2019
David Benjamin KaySecurities America, Inc.Questar Capital Corporation02-22-2019
Dennis Richard MackleyHilltop Securities Independent Network Inc.Questar Capital Corporation$10001-16-2019
George Herbert ZookAmerican Portfolios Financial Services, Inc.Questar Capital Corporation$25011-01-2013
James Anthony SerratelliDFPG Investments, LLCQuestar Capital Corporation05-03-2018
Jeffrey Theodore FalsettiKCD Financial, Inc.Questar Capital Corporation$50008-21-2015
John Eugene LanzettaSecurities America, Inc.Questar Capital Corporation12-10-2018
Mandie Josephine PetersLincoln InvestmentQuestar Capital Corporation02-15-2019
Mark David ZawaskyCambridge Investment Research, Inc.Questar Capital Corporation$20003-01-2017
Michael Craig BucherSecurities America, Inc.Questar Capital Corporation$50012-18-2018
Monique Renay CastilloOppenheimer & Co. Inc.Questar Capital Corporation$25001-30-2012
Patricia W. LalondeSecurities America, Inc.Questar Capital Corporation$10012-14-2018
Peter Daniel NotaroUSA Financial Securities CorporationQuestar Capital Corporation$50012-10-2018
Richard Arthur ZettlemoyerLincoln Financial Advisors CorporationQuestar Capital Corporation$50001-11-2012
Richard Thomas SuroCapital AnalystsQuestar Capital Corporation01-25-2017
Robert Frederick SchimeneckPackerland Brokerage Services, Inc.Questar Capital Corporation07-14-2015
Stephen Andrew BishopMML Investors Services, LLCQuestar Capital Corporation06-26-2015
Steven Eric BertoloBPU Investment Management Inc.Questar Capital Corporation$50012-12-2016
Theodore M. MoyerLegacy 360 Financial and Wealth Management LLCQuestar Capital Corporation03-21-2019
Thomas Lee JamesLincoln InvestmentQuestar Capital Corporation02-15-2019
William Francis Hoffman IIIPrivate Advisor Group, LLCQuestar Capital Corporation12-12-2011

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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