Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Scott RichmanWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2503-26-2015
Alexander Michael ManciniWin Investing LLCRBC Capital Markets, LLC09-06-2016
Bernard Regis TheisOppenheimer & Co. Inc.RBC Capital Markets, LLC07-29-2014
Brian Gerald OrrOppenheimer & Co. Inc.RBC Capital Markets, LLC$5007-24-2014
Charles Leroy Wisner IIIWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-02-2009
Christine Jennifer ProntockAXA Advisors, LLCRBC Capital Markets, LLC$5011-24-2015
Courtney Lynn KasenchakMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC09-02-2014
Daniel MitchellWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-01-2016
Elizabeth Rose BarkerEdward JonesRBC Capital Markets, LLC$3806-28-2018
Gary Richard GrossOppenheimer & Co. Inc.RBC Capital Markets, LLC$5011-01-2017
Gregory John DupeeJanney Montgomery Scott LLCRBC Capital Markets, LLC$10008-17-2015
Henry James Faragalli IIIJanney Montgomery Scott LLCRBC Capital Markets, LLC$10009-28-2017
Joel Howard FrankelMorgan StanleyRBC Capital Markets, LLC$10011-23-2011
John Eugene KaneWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-19-2013
Joseph Ralph AbbruzziLPL Financial LLCRBC Capital Markets, LLC$10011-10-2016
Kristina Marie GroffProEquities, Inc.RBC Capital Markets, LLC02-07-2018
Leonard Joseph SilvesterOppenheimer & Co. Inc.RBC Capital Markets, LLC07-22-2014
Lisa W FourakerJanney Montgomery Scott LLCRBC Capital Markets, LLC05-01-2017
Mark Vincent ReismeierLPL Financial LLCRBC Capital Markets, LLC08-13-2009
Michael Jay BerlinWells Fargo Clearing Services, LLCRBC Capital Markets, LLC03-26-2015
Patrick Joseph GroarkeWells Fargo Clearing Services, LLCRBC Capital Markets, LLC06-20-2013
Paul Joseph DelongisStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$14202-24-2016
Robert Jayson HoskinAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10001-04-2013
Robert Mark Opanel Jr.Vanderbilt Securities, LLCRBC Capital Markets, LLC$5004-13-2012
Robert Matthew BaineyStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5002-24-2016
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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