Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew R. DugeryBCG Securities, Inc.Raymond James Financial Services, Inc.12-13-2011
Diane Louise KridlerAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.04-24-2019
Jason Robert MathisCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$1005-22-2018
Jeffrey Bryan WiddupMilinovich & Co., IncRaymond James Financial Services, Inc.07-30-2010
Jesse Philip PellegrinoInvestment Advisors Asset Management, LLCRaymond James Financial Services, Inc.04-19-2016
John Eli FrickCoastal Equities, Inc.Raymond James Financial Services, Inc.06-14-2018
Joseph Anthony PerrettaLPL Financial LLCRaymond James Financial Services, Inc.$2506-28-2019
Kristie Ann StrubeckRaymond James & Associates, Inc.Raymond James Financial Services, Inc.$10006-25-2019
Michael Allen WaterhousePark Avenue Securities LLCRaymond James Financial Services, Inc.08-28-2014
Michael D. EardleyCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$2504-30-2018
Michael Jeffrey DukovichRBC Capital Markets, LLCRaymond James Financial Services, Inc.06-19-2017
Michael William CirardBestVest Investments, Ltd.Raymond James Financial Services, Inc.09-08-2014
Reed Michael O'BrienCoastal Equities, Inc.Raymond James Financial Services, Inc.11-25-2013
Richard Joseph FelizPNC InvestmentsRaymond James Financial Services, Inc.02-06-2012
Roy Philip MichaelsonWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$2502-28-2014
Samuel J FlahertyLPL Financial LLCRaymond James Financial Services, Inc.$5010-31-2011
Todd Eric PriceLincoln Financial Advisors CorporationRaymond James Financial Services, Inc.05-28-2015
Vishal GaurLPL Financial LLCRaymond James Financial Services, Inc.01-17-2014
Walter Joseph Watson Jr.Private Advisor Group, LLCRaymond James Financial Services, Inc.09-18-2013
William Paul WeberLincoln InvestmentRaymond James Financial Services, Inc.$15001-14-2011

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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