Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edmund Douglas RobinsonLPL Financial LLCSantander Securities Llc06-03-2019
Matthew Wayne WilliamsM&T Securities, Inc.Santander Securities LLC03-04-2019
Edward Mendenhall TaylorLPL Financial LLCSantander Securities LLC01-28-2019
Kendra Elizabeth KlahrWells Fargo Clearing Services, LLCSantander Securities LLC01-09-2019
Michael James HickeyCetera Investment Services LLCSantander Securities LLC02-15-2018
Peter David KellyBB&T INVESTMENT SERVICES, INC.Santander Securities LLC12-13-2017
Edward Mendenhall TaylorLPL Financial LLCSantander Securities LLC09-06-2017
Edward TaylorLPL FinancialSantander Securities LLC$6409-06-2017
Daniel Lee WeidenhammerKey Investment Services LLCSantander Securities LLC09-05-2017
Patrick Stephen MullenKey Investment Services LLCSantander Securities LLC09-05-2017
Alan Michael UlrichKey Investment Services LLCSantander Securities LLC07-17-2017
Nunzio ParibelloCitizens Securities, Inc.Santander Securities LLC06-27-2017
Steve H NguyenCitizens Securities, Inc.Santander Securities LLC$2506-08-2017
Wolfgang HeinLPL FinancialSantander Securities LLC$6706-05-2017
Michael Anthony Billera-SmithRaymond James Financial Services, Inc.Santander Securities LLC06-02-2017
Wolfgang Alfons HeinLPL Financial LLCSantander Securities LLC$15006-02-2017
John Andrew DigiacomoLPL Financial LLCSantander Securities LLC$1006-01-2017
John DigiacomoLPL FinancialSantander Securities LLC$8306-01-2017
Timothy A SheehanINVEST Financial CorporationSantander Securities LLC04-19-2017
Christopher John MurphyBB&T INVESTMENT SERVICES, INC.Santander Securities LLC04-10-2017
Christopher Scott SabosikCetera Investment Services LLCSantander Securities LLC04-05-2017
Peter Konstantinos BillisINVEST Financial CorporationSantander Securities LLC02-28-2017
Travis Austin EckertWells Fargo Clearing Services, LLCSantander Securities LLC01-30-2017
Alan David JacobsonCitizens Securities, Inc.Santander Securities LLC01-24-2017
Thomas Baker Hayn Sr.Citizens Securities, Inc.Santander Securities LLC$1012-27-2016
Next Page »

Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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