Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seamus MaccroryStifel, Nicolaus & Company, IncorporatedSantander Securities LLC09-30-2020
Marcus Richard LuccheseCitizens Securities, Inc.Santander Securities LLC09-29-2020
Mohammed ZubairuHoopoe AdvisorsSantander Securities LLC09-28-2020
Sean DebarberieKey Investment Services LLCSantander Securities LLC07-22-2020
David DucharmeSecurian Financial Services, Inc.Santander Securities LLC06-03-2020
Brent N Van WykJ.P. Morgan Securities LLCSantander Securities LLC02-25-2020
Nicholas Sean DuelferKey Investment Services LLCSantander Securities LLC01-27-2020
Mitchell Tyler HulyoInfinex Investments, Inc.Santander Securities LLC10-31-2019
Jeannette M ColesWells Fargo Clearing Services, LLCSantander Securities LLC10-24-2019
Anthony Domenic RealiCitizens Securities, Inc.Santander Securities LLC10-17-2019
Debra Rae MartinInfinex Investments, Inc.Santander Securities LLC09-09-2019
Matthew J PerchalskiLPL Financial LLCSantander Securities LLC09-09-2019
Scott Maxwell FrostInfinex Investments, Inc.Santander Securities LLC09-06-2019
Yvonne Koshie LampteyCetera Investment Services LLCSantander Securities LLC08-29-2019
Ty Matthew WilkinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC08-20-2019
Melissa Ann SeitchekTIAA-CREF Individual & Institutional Services, LLCSantander Securities LLC07-31-2019
Aziza El Harre BeyCapital AnalystsSantander Securities LLC06-24-2019
Edmund Douglas RobinsonLPL Financial LLCSantander Securities LLC06-03-2019
Edward W Lapinski IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC04-18-2019
Brandon Alexander HepburnJ.P. Morgan Securities LLCSantander Securities LLC04-15-2019
Rashon HolmesCitizens Securities, Inc.Santander Securities LLC03-01-2019
Patrick George HellerEquitable Advisors, LLCSantander Securities LLC12-14-2018
Justine FrantzEquitable Advisors, LLCSantander Securities LLC11-08-2018
Norah T EvansTIAA-CREF Individual & Institutional Services, LLCSantander Securities LLC09-06-2018
Eric Nolan TharpTIAA-CREF Individual & Institutional Services, LLCSantander Securities LLC08-24-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.