Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wade Howard HartzMorgan StanleySecurian Financial Services, Inc.03-06-2020
Stephen Michael AudetMML Investors Services, LLCSecurian Financial Services, Inc.10-17-2019
Robert Kenneth RichardsCadaret, Grant & Co., Inc.Securian Financial Services, Inc.10-15-2019
Jan Graybill Robert Wermuth Matthew Kulp Kevin DonohueCommonwealth Financial NetworkSecurian Financial Services, Inc.$1,00010-01-2019
Jan Leo GraybillCommonwealth Financial NetworkSecurian Financial Services, Inc.10-01-2019
Samuel Shober Stroud JrCommonwealth Financial NetworkSecurian Financial Services, Inc.10-01-2019
Robert Paul WermuthCommonwealth Financial NetworkSecurian Financial Services, Inc.10-01-2019
Jennifer Richards HodsonCommonwealth Financial NetworkSecurian Financial Services, Inc.10-01-2019
Kevin Michael DonohueCommonwealth Financial NetworkSecurian Financial Services, Inc.$2510-01-2019
Steven Wayne La PorteCommonwealth Financial NetworkSecurian Financial Services, Inc.10-01-2019
Kent Thomas HickeyCommonwealth Financial NetworkSecurian Financial Services, Inc.$1010-01-2019
Matthew Ryan KulpCommonwealth Financial NetworkSecurian Financial Services, Inc.10-01-2019
Jeffrey W DyeCommonwealth Financial NetworkSecurian Financial Services, Inc.10-01-2019
Edward Latta CampbellCommonwealth Financial NetworkSecurian Financial Services, Inc.10-01-2019
Natalie HodakCommonwealth Financial NetworkSecurian Financial Services, Inc.10-01-2019
Brendan SpeersCommonwealth Financial NetworkSecurian Financial Services, Inc.10-01-2019
Melissa Sara GerhardtCommonwealth Financial NetworkSecurian Financial Services, Inc.10-01-2019
Michael Paul CernekCommonwealth Financial NetworkSecurian Financial Services, Inc.10-01-2019
Christine M ScottCommonwealth Financial NetworkSecurian Financial Services, Inc.10-01-2019
Justin Andrew McnicholasSantander Securities LLCSecurian Financial Services, Inc.09-19-2019
John David RichardsLincoln Financial Securities CorporationSecurian Financial Services, Inc.$5006-19-2019
Deborah Rochelle YurchakLPL Financial LLCSecurian Financial Services, Inc.$15008-03-2018
Charles Richard KedraPrivate Advisor Group, LLCSecurian Financial Services, Inc.$2501-02-2018
Justin Raymond PyleMML Investors Services, LLCSecurian Financial Services, Inc.11-01-2017
Bryan Preston BennerCommonwealth Financial NetworkSecurian Financial Services, Inc.10-27-2017
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.