Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Brian SnyderCadaret, Grant & Co., Inc.Securities America, Inc.$5004-10-2019
Jiahong YanCoastal Equities, Inc.Securities America, Inc.01-09-2018
Therese Michelle O'ConnellGreat Valley Advisor Group, Inc.Securities America, Inc.02-27-2017
Jeremy Charles WalterFident Financial, LLCSecurities America, Inc.02-07-2017
William George JamesCommonwealth Financial NetworkSecurities America, Inc.$10009-30-2016
Stephen Ole MeidahlCommonwealth Financial NetworkSecurities America, Inc.$5008-27-2015
Gordon H. Porter, Louis J. LeyesCambridge Investment ResearchSecurities America, Inc.$8309-01-2011
Jon Thomas FlynnFlynn Financial, LLCSecurities America, Inc.07-11-2011
Robert Smith Gibb IIIHapanowicz & Associates Wealth ManagementSecurities America, Inc.05-19-2011
Robert Edwin HapanowiczHapanowicz & Associates Wealth ManagementSecurities America, Inc.05-19-2011
Barry Robert ShevlinCambridge Investment Research, Inc.Securities America, Inc.04-07-2011
Matthew D. BiffenCommonwealth Financial NetworkSecurities America, Inc.08-23-2010
Sheldon Mark BrubakerPruco Securities, LLC.Securities America, Inc.$5006-14-2010
Christopher Neal SorcePurshe Kaplan Sterling InvestmentsSecurities America, Inc.$1,40001-02-2009
Gregory Joseph SorcePurshe Kaplan Sterling InvestmentsSecurities America, Inc.$5001-02-2009
Christopher Michael ZehnerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$5001-02-2009
Christine Ann KujanPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Joseph Edward KloeckerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Andrea Marie MientkiewiczPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Irene F. BuettnerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Steven Michael RinnPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Brittany Lauren TaylorPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Quinto Fabio AmbrosettiPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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