Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Scott WaltersAmeriprise Financial Services, Inc.Signator Investors, Inc.02-02-2009
Josette Rose KlingerAXA Advisors, LLCSignator Investors, Inc.02-13-2009
Gregory AshekianAXA Advisors, LLCSignator Investors, Inc.02-20-2009
Scott R BrownTriad Advisors LLCSignator Investors, Inc.11-11-2011
Mark Strunk Jr.PNC InvestmentsSignator Investors, Inc.04-23-2012
Frank Anthony OrlandoLPL Financial LLCSignator Investors, Inc.12-18-2013
Joseph William DicampliBestVest Investments, Ltd.Signator Investors, Inc.02-04-2016
Fred G HorrocksMML Investors Services, LLCSignator Investors, Inc.$1008-12-2016
Nancy A. Munro GaumerBestVest Investments, Ltd.Signator Investors, Inc.$10008-31-2017
Luke Tyler AustinEdward JonesSignator Investors, Inc.09-15-2017
Christopher CarrilloFortune Financial Services, Inc.Signator Investors, Inc.03-19-2018
Stefan Foster StrifflerCapital AnalystsSignator Investors, Inc.05-23-2018
David B. Fultz Jr.ProEquities, Inc.Signator Investors, Inc.10-17-2018
Craig Luther PattersonRoyal Alliance Associates, Inc.Signator Investors, Inc.$29911-02-2018
Howard Jay LevinRoyal Alliance Associates, Inc.Signator Investors, Inc.$15011-02-2018
Marc Jay LowenbergRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Joseph John Haas IIIRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
David Allen StortzRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Joseph Anthony BritaRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert William GruppRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Anthony PetsisRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Joseph Anthony RaspaRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Frederick Reginald BlairRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Roy William BookRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Jeffrey Allen KirkRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Next Page »

Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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